AdvisorCensus / Financial advisors / California / Los Angeles / Arroyo Investment Group, LLC
Arroyo Investment Group, LLC is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 22, 2026.
Quick answers
From the filingHow is Arroyo Investment Group, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Arroyo Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Arroyo Investment Group, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $250,000: 1% a year; $250,001 to $1,000,000: 0.8% a year; $1,000,001 to $5,000,000: 0.65% a year; Above $5,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Arroyo Investment Group, LLC located?
Arroyo Investment Group, LLC's principal office is in Pasadena, CA, according to its Form ADV.
Is Arroyo Investment Group, LLC registered with the SEC or a state?
Arroyo Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130243.
How much does Arroyo Investment Group, LLC manage?
Arroyo Investment Group, LLC reports $319,454,438 in regulatory assets under management in its Form ADV filing dated June 22, 2026 (99% discretionary).
How have Arroyo Investment Group, LLC's assets and staff changed since 2021?
In the Form ADV data for Arroyo Investment Group, LLC: Regulatory assets under management: $223,387,292 in the October 2021 data and $319,454,438 in the October 2026 data, up 43%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Arroyo Investment Group, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (237); high net worth individuals (98); charitable organizations (2).
Does Arroyo Investment Group, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130243
What changed in Arroyo Investment Group, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $250,743,936 to $319,454,438 (+27%). Registered or notice-filed in ID, LA, NV, TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $250,000 | 1% |
| $250,001 to $1,000,000 | 0.8% |
| $1,000,001 to $5,000,000 | 0.65% |
| Above $5,000,001 | 0.5% |
The brochure's wording
The typical annual Advisory Client Agreement fee is based on a percentage of the investable assets according to the following schedule: Up to $250,000 1.00% $250,001 to $1,000,000 0.80% $1,000,001 to $5,000,000 0.65% Over $5,000,001 0.50%
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$319,454,438 as of October 2026, filing dated June 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 8. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $319,454,438 | 8 | June 22, 2026 |
| October 2025 | $250,743,936 | 8 | March 10, 2025 |
| October 2024 | $243,046,375 | 8 | April 15, 2024 |
| October 2023 | $219,572,122 | 8 | March 24, 2023 |
| October 2022 | $247,677,077 | 6 | May 16, 2022 |
| October 2021 | $223,387,292 | 6 | March 22, 2021 |
Regulatory assets under management: $223,387,292 in the October 2021 data and $319,454,438 in the October 2026 data, up 43%.
Total employees: 6 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $250,743,936 to $319,454,438 (+27%).
- Registered or notice-filed in ID, LA, NV, TX.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Arroyo Investment Group, LLC (CRD 130243): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/arroyo-investment-group-llc-pasadena-ca-130243