AdvisorCensus / Financial advisors / California / Los Angeles / Alphapoint, Inc.
Alphapoint, Inc.
Filed as ALPHAPOINT, INC.
Alphapoint, Inc. is an SEC-registered investment advisory firm in Corona del Mar, CA, registered since 2004, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Alphapoint, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Alphapoint, Inc. reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).
Where is Alphapoint, Inc. located?
Alphapoint, Inc.'s principal office is in Corona del Mar, CA, according to its Form ADV.
Is Alphapoint, Inc. registered with the SEC or a state?
Alphapoint, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130115.
How much does Alphapoint, Inc. manage?
Alphapoint, Inc. reports $5,557,761,894 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (1% discretionary).
How have Alphapoint, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Alphapoint, Inc.: Regulatory assets under management: $4,092,126,152 in the October 2021 data and $5,557,761,894 in the October 2026 data, up 36%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Alphapoint, Inc. serve?
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (115).
Which custodians does Alphapoint, Inc. use?
Alphapoint, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Empower Financial Services, Inc., Fidelity Brokerage Services LLC, Lincoln Financial Investment Services Corporation and Voya Financial Advisors, Inc. as custodians holding 10% or more of its separately managed account assets.
Does Alphapoint, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130115
Does Alphapoint, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "AlphaPoint does not have a minimum account size requirement for opening or maintaining an account."
What changed in Alphapoint, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $4,976,536,283 to $5,557,761,894 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
AlphaPoint does not have a minimum account size requirement for opening or maintaining an account.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$5,557,761,894 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $5,557,761,894 | 1 | March 31, 2026 |
| October 2025 | $4,976,536,283 | 1 | March 26, 2025 |
| October 2024 | $4,577,887,532 | 1 | March 14, 2024 |
| October 2023 | $4,006,463,683 | 1 | March 24, 2023 |
| October 2022 | $4,721,726,887 | 1 | May 11, 2022 |
| October 2021 | $4,092,126,152 | 1 | April 27, 2021 |
Regulatory assets under management: $4,092,126,152 in the October 2021 data and $5,557,761,894 in the October 2026 data, up 36%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $4,976,536,283 to $5,557,761,894 (+12%).
- January 2026
- No longer registered or notice-filed in WA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Alphapoint, Inc. (CRD 130115): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/alphapoint-inc-corona-del-mar-ca-130115