AdvisorCensus / Financial advisors / Arizona / Phoenix / Rovin Capital
Rovin Capital is an SEC-registered investment advisory firm in Mesa, AZ, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Rovin Capital compensated?
On its Form ADV (Item 5.E, October 2026), Rovin Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Rovin Capital located?
Rovin Capital's principal office is in Mesa, AZ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Rovin Capital registered with the SEC or a state?
Rovin Capital is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152662.
How much does Rovin Capital manage?
Rovin Capital reports $917,311,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (91% discretionary).
How have Rovin Capital's assets and staff changed since 2021?
In the Form ADV data for Rovin Capital: Regulatory assets under management: $295,198,923 in the October 2021 data and $917,311,000 in the October 2026 data, up 211%. Total employees: 5 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Rovin Capital serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (363); pension and profit sharing plans (but not the plan participants or government pension plans) (166); high net worth individuals (157).
Which custodians does Rovin Capital use?
Rovin Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Rovin Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152662
Does Rovin Capital state an account minimum?
Its Form ADV Part 2A brochure dated March 25, 2026 says: "RC does not impose a minimum portfolio size or a minimum initial investment to open an account but does reserve the right to accept or decline a potential client for any reason in its sole discretion."
What changed in Rovin Capital's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $710,734,000 to $917,311,000 (+29%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None (the brochure says it may be waived or negotiated)
The brochure's wording
RC does not impose a minimum portfolio size or a minimum initial investment to open an account but does reserve the right to accept or decline a potential client for any reason in its sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$917,311,000 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Rovin Capital LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2010 (16 years)
- Employees
- Total: 14. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
12 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $917,311,000 | 14 | March 25, 2026 |
| October 2025 | $710,734,000 | 10 | June 18, 2025 |
| October 2024 | $596,130,000 | 9 | August 9, 2024 |
| October 2023 | $478,560,000 | 9 | September 27, 2023 |
| October 2022 | $450,000,000 | 7 | August 17, 2022 |
| October 2021 | $295,198,923 | 5 | August 6, 2021 |
Regulatory assets under management: $295,198,923 in the October 2021 data and $917,311,000 in the October 2026 data, up 211%.
Total employees: 5 in October 2021 and 14 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $710,734,000 to $917,311,000 (+29%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rovin Capital (CRD 152662): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rovin-capital-mesa-az-152662