Rise North Capital Investment Advisors

• A percentage of assets under your management
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

Flat fee: $1,500 to $3,000 (Full Financial Plans)

Subscription: $250 a month (Ongoing Financial Planning — Tier I)

Subscription: $400 a month (Ongoing Financial Planning — Tier II)

Subscription: $500 to $750 a month (Ongoing Financial Planning — Tier III)

As stated in the firm's Form ADV Part 2A brochure dated June 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$50,556,312 as of October 2026, filing dated August 14, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Legal name

RNC RIA LLC

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2025 (0 years)

Employees

Total: 14. Performing investment advisory functions: 11.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles SchwabFidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

2 other offices, as of the September 2026 filing

Nashua, NHSouth Hadley, MA

States registered or notice-filed

29 states or jurisdictions

AZCACOCTFLGAILKSMAMDMEMIMNNCNENHNJNYOHORPARISCTNTXUTVAWAWI

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

1. September 2026
   • Employees performing advisory functions went from 12 to 11.
2. August 2026
   • Added an office in South Hadley, MA.
3. July 2026
   • Employees performing advisory functions went from 14 to 12.
   • Updated its list of owners and control persons (Schedule A).
4. June 2026
   • Employees performing advisory functions went from 13 to 14.
   • Registered or notice-filed in KS.
5. May 2026
   • Regulatory assets under management went from $0 to $50,556,312.
   • Registered or notice-filed in GA, ME, MN, NC, NE, NY, OH, RI, SC, TN, UT, WI.
6. February 2026
   • Added an office in Nashua, NH.
   • No longer lists an office in Nashau, NH.
7. January 2026
   • Newly registered with the SEC.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.