AdvisorCensus / Financial advisors / Georgia / Augusta / Richard Young Advisors
Richard Young Advisors
Filed as RICHARD YOUNG ADVISORS · Legal name Richard Young Associates, Ltd.
Richard Young Advisors is an SEC-registered investment advisory firm in Augusta, GA, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 12, 2026.
Quick answers
From the filingHow is Richard Young Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Richard Young Advisors reports these compensation arrangements: a percentage of assets under its management.
What does Richard Young Advisors' brochure say about its fees?
Its Form ADV Part 2A brochure dated February 12, 2026 states: Up to $500,000: 1.45% a year; $500,000 to $1,000,000: 0.85% a year; $1,000,000 to $4,000,000: 0.65% a year; Above $4,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Richard Young Advisors located?
Richard Young Advisors' principal office is in Augusta, GA, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Richard Young Advisors registered with the SEC or a state?
Richard Young Advisors is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 126124.
How much does Richard Young Advisors manage?
Richard Young Advisors reports $1,195,344,742 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (100% discretionary).
How have Richard Young Advisors' assets and staff changed since 2021?
In the Form ADV data for Richard Young Advisors: Regulatory assets under management: $531,249,276 in the October 2021 data and $1,195,344,742 in the October 2026 data, up 125%. Total employees: 12 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Richard Young Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,608); high net worth individuals (332).
Which custodians does Richard Young Advisors use?
Richard Young Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Richard Young Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126124
What changed in Richard Young Advisors' recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $972,379,424 to $1,195,344,742 (+23%). Registered or notice-filed in CA, CO, NE.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.45% |
| $500,000 to $1,000,000 | 0.85% |
| $1,000,000 to $4,000,000 | 0.65% |
| Above $4,000,000 | 0.5% |
The brochure's wording
The first $500,000 1.45 % The next $500,000 0.85 % The next $3,000,000 0.65 % Over $4,000,000 0.50 %
As stated in the firm's Form ADV Part 2A brochure dated February 12, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,195,344,742 as of October 2026, filing dated February 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Richard Young Associates, Ltd.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2009 (17 years)
- Employees
- Total: 16. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the March 2026 filing
- States registered or notice-filed
-
13 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,195,344,742 | 16 | February 12, 2026 |
| October 2025 | $972,379,424 | 16 | July 10, 2025 |
| October 2024 | $837,480,766 | 15 | February 28, 2024 |
| October 2023 | $683,802,030 | 13 | May 16, 2023 |
| October 2022 | $683,202,076 | 12 | February 24, 2022 |
| October 2021 | $531,249,276 | 12 | April 5, 2021 |
Regulatory assets under management: $531,249,276 in the October 2021 data and $1,195,344,742 in the October 2026 data, up 125%.
Total employees: 12 in October 2021 and 16 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $972,379,424 to $1,195,344,742 (+23%).
- Registered or notice-filed in CA, CO, NE.
- January 2026
- No longer registered or notice-filed in CA, KY, LA, MD, WA.
- November 2025
- Added an office in North Augusta, SC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Richard Young Advisors (CRD 126124): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/richard-young-advisors-augusta-ga-126124