AdvisorCensus / Financial advisors / Georgia / Augusta / AP Wealth Management
AP Wealth Management
Filed as AP WEALTH MANAGEMENT · Legal name AP Wealth Management, LLC
AP Wealth Management is an SEC-registered investment advisory firm in Augusta, GA, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.
Quick answers
From the filingHow is AP Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), AP Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does AP Wealth Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 12, 2026 states: Asset-based fee: up to 1.45% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is AP Wealth Management located?
AP Wealth Management's principal office is in Augusta, GA, according to its Form ADV.
Is AP Wealth Management registered with the SEC or a state?
AP Wealth Management is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 156417.
How much does AP Wealth Management manage?
AP Wealth Management reports $339,554,592 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (96% discretionary).
How have AP Wealth Management's assets and staff changed since 2021?
In the Form ADV data for AP Wealth Management: Regulatory assets under management: $174,336,180 in the October 2021 data and $339,554,592 in the October 2026 data, up 95%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does AP Wealth Management serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (137); individuals (other than high net worth individuals) (132); pension and profit sharing plans (but not the plan participants or government pension plans) (8).
Which custodians does AP Wealth Management use?
AP Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does AP Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156417
Does AP Wealth Management state an account minimum?
Its Form ADV Part 2A brochure dated March 12, 2026 says: "The minimum investment relationship is $1,000,000 in assets. Exceptions to this minimum may be made on a case by case basis."
What changed in AP Wealth Management's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $294,000,868 to $339,554,592 (+15%). No longer lists an office in Columbia, SC. Registered or notice-filed in FL, NH.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.45% of assets a year (the maximum the brochure states)
The brochure's wording
Investment advisory fees will not exceed 1.45% of the assets under advisement annually and are based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the advisor.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum investment relationship is $1,000,000 in assets. Exceptions to this minimum may be made on a case by case basis.
As stated in the firm's Form ADV Part 2A brochure dated March 12, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$339,554,592 as of October 2026, filing dated July 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- AP Wealth Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 7. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $339,554,592 | 7 | July 9, 2026 |
| October 2025 | $294,000,868 | 6 | January 16, 2025 |
| October 2024 | $236,896,731 | 6 | January 16, 2024 |
| October 2023 | $207,267,051 | 7 | March 21, 2023 |
| October 2022 | $214,163,408 | 7 | March 1, 2022 |
| October 2021 | $174,336,180 | 7 | August 19, 2021 |
Regulatory assets under management: $174,336,180 in the October 2021 data and $339,554,592 in the October 2026 data, up 95%.
Total employees: 7 in October 2021 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $294,000,868 to $339,554,592 (+15%).
- No longer lists an office in Columbia, SC.
- Registered or notice-filed in FL, NH.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. AP Wealth Management (CRD 156417): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ap-wealth-management-augusta-ga-156417