AdvisorCensus / Financial advisors / Florida / North Port / RBF Capital Management, Inc.
RBF Capital Management, Inc. is an SEC-registered investment advisory firm in Sarasota, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.
Quick answers
From the filingHow is RBF Capital Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), RBF Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does RBF Capital Management, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated February 24, 2026 states: Asset-based fee: 0.2% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is RBF Capital Management, Inc. located?
RBF Capital Management, Inc.'s principal office is in Sarasota, FL, according to its Form ADV.
Is RBF Capital Management, Inc. registered with the SEC or a state?
RBF Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 164524.
How much does RBF Capital Management, Inc. manage?
RBF Capital Management, Inc. reports $160,569,912 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (5% discretionary).
How have RBF Capital Management, Inc.'s assets and staff changed since 2024?
In the Form ADV data for RBF Capital Management, Inc.: Regulatory assets under management: $107,071,947 in the October 2024 data and $160,569,912 in the October 2026 data, up 50%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does RBF Capital Management, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7); pension and profit sharing plans (but not the plan participants or government pension plans) (6); high net worth individuals (5).
Which custodians does RBF Capital Management, Inc. use?
RBF Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Matrix Trust Co as custodians holding 10% or more of its separately managed account assets.
Does RBF Capital Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164524
Does RBF Capital Management, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated February 24, 2026 says: "The minimum account value required to open an account is $250,000. This may be waived in the sole discretion of the advisor."
What changed in RBF Capital Management, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $138,083,504 to $160,569,912 (+16%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.2% to 1.5% a year (a range, as the brochure states it)
The brochure's wording
Advisory fees for Qualified and Non-Qualified Retirement plans range from 0.20% to 1.50% annually, which is detailed in the Investment Advisory or Plan Services Agreement.
Account minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum account value required to open an account is $250,000. This may be waived in the sole discretion of the advisor.
As stated in the firm's Form ADV Part 2A brochure dated February 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$160,569,912 as of October 2026, filing dated February 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
- Other
Registration and firm details
Items 1, 2, 5- Also doing business as
- RBF 401(K) PLAN ADVISORY SERVICES, RBF CAPITAL MANAGEMENT AND RETIREMENT SOLUTIONS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 3. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $160,569,912 | 3 | February 24, 2026 |
| October 2025 | $138,083,504 | 3 | July 10, 2025 |
| October 2024 | $107,071,947 | 3 | August 31, 2024 |
Regulatory assets under management: $107,071,947 in the October 2024 data and $160,569,912 in the October 2026 data, up 50%.
Total employees: 3 in October 2024 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $138,083,504 to $160,569,912 (+16%).
- December 2025
- Added the business name RBF 401(K) Plan Advisory Services.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. RBF Capital Management, Inc. (CRD 164524): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rbf-capital-management-inc-sarasota-fl-164524