AdvisorCensus / Financial advisors / Florida / North Port / Levine, David Alan
Levine, David Alan
Filed as LEVINE, DAVID ALAN
Levine, David Alan is an SEC-registered investment advisory firm in Sarasota, FL, registered since 2013, with no regulatory assets under management reported in its Form ADV filing dated January 26, 2026.
Quick answers
From the filingHow is Levine, David Alan compensated?
On its Form ADV (Item 5.E, October 2026), Levine, David Alan reports these compensation arrangements: other.
Where is Levine, David Alan located?
Levine, David Alan's principal office is in Sarasota, FL, according to its Form ADV.
Is Levine, David Alan registered with the SEC or a state?
Levine, David Alan is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 167584.
How have Levine, David Alan's assets and staff changed since 2021?
In the Form ADV data for Levine, David Alan: Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Levine, David Alan report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167584
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated January 26, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2013 (13 years)
- Employees
- Total: 1. Performing investment advisory functions: 0.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 1 | January 26, 2026 |
| October 2025 | Not reported | 1 | January 14, 2025 |
| October 2024 | Not reported | 1 | January 9, 2024 |
| October 2023 | Not reported | 1 | January 9, 2023 |
| October 2022 | Not reported | 1 | January 10, 2022 |
| October 2021 | $2 | 1 | January 13, 2021 |
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Levine, David Alan (CRD 167584): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/levine-david-alan-sarasota-fl-167584