AdvisorCensus / Financial advisors / New Jersey / Atlantic City / Quantum Capital Management, LLC
Quantum Capital Management, LLC is an SEC-registered investment advisory firm in Northfield, NJ, registered since 2000, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.
Quick answers
From the filingHow is Quantum Capital Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Quantum Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Quantum Capital Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $100,000,000: 1% a year; $100,000,000 to $250,000,000: 0.85% a year; Above $250,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Quantum Capital Management, LLC located?
Quantum Capital Management, LLC's principal office is in Northfield, NJ, according to its Form ADV.
Is Quantum Capital Management, LLC registered with the SEC or a state?
Quantum Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 111083.
How much does Quantum Capital Management, LLC manage?
Quantum Capital Management, LLC reports $1,003,231,212 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).
How have Quantum Capital Management, LLC's assets and staff changed since 2021?
In the Form ADV data for Quantum Capital Management, LLC: Regulatory assets under management: $714,582,758 in the October 2021 data and $1,003,231,212 in the October 2026 data, up 40%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Quantum Capital Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70); high net worth individuals (62); investment companies (1).
Which custodians does Quantum Capital Management, LLC use?
Quantum Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and UMB Financial Services, Inc. as custodians holding 10% or more of its separately managed account assets.
Does Quantum Capital Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111083
Does Quantum Capital Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Registrant generally requires a $5 million per client minimum for investment management services. However, Registrant, in its sole discretion, may charge a lesser investment management fee or waive the $5 million client minimum"
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $100,000,000 | 1% |
| $100,000,000 to $250,000,000 | 0.85% |
| Above $250,000,000 | 0.75% |
The brochure's wording
Assets Under Management Annual Fee First $100 million 1.00% Next $150 million 0.85% Over $250 million 0.75%
Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Registrant generally requires a $5 million per client minimum for investment management services. However, Registrant, in its sole discretion, may charge a lesser investment management fee or waive the $5 million client minimum
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,003,231,212 as of October 2026, filing dated March 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2000 (26 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,003,231,212 | 4 | March 26, 2026 |
| October 2025 | $1,032,733,430 | 4 | March 19, 2025 |
| October 2024 | $878,822,097 | 4 | March 27, 2024 |
| October 2023 | $820,330,391 | 4 | March 22, 2023 |
| October 2022 | $906,542,801 | 4 | April 8, 2022 |
| October 2021 | $714,582,758 | 4 | April 6, 2021 |
Regulatory assets under management: $714,582,758 in the October 2021 data and $1,003,231,212 in the October 2026 data, up 40%.
Total employees: 4 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Quantum Capital Management, LLC (CRD 111083): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/quantum-capital-management-llc-northfield-nj-111083