AdvisorCensus / Financial advisors / New Jersey / Atlantic City / TC Financial Management, Co Inc.
TC Financial Management, Co Inc. is an SEC-registered investment advisory firm in Margate City, NJ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.
Quick answers
From the filingHow is TC Financial Management, Co Inc. compensated?
On its Form ADV (Item 5.E, October 2026), TC Financial Management, Co Inc. reports these compensation arrangements: a percentage of assets under its management.
Where is TC Financial Management, Co Inc. located?
TC Financial Management, Co Inc.'s principal office is in Margate City, NJ, according to its Form ADV.
Is TC Financial Management, Co Inc. registered with the SEC or a state?
TC Financial Management, Co Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 128967.
How much does TC Financial Management, Co Inc. manage?
TC Financial Management, Co Inc. reports $122,726,140 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary).
How have TC Financial Management, Co Inc.'s assets and staff changed since 2025?
In the Form ADV data for TC Financial Management, Co Inc.: Regulatory assets under management: $123,603,653 in the October 2025 data and $122,726,140 in the October 2026 data, down 1%. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does TC Financial Management, Co Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (107); high net worth individuals (37).
Which custodians does TC Financial Management, Co Inc. use?
TC Financial Management, Co Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does TC Financial Management, Co Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128967
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated January 29, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$122,726,140 as of October 2026, filing dated September 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $122,726,140 | 5 | September 4, 2026 |
| October 2025 | $123,603,653 | 5 | May 28, 2025 |
Regulatory assets under management: $123,603,653 in the October 2025 data and $122,726,140 in the October 2026 data, down 1%.
Total employees: 5 in October 2025 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. TC Financial Management, Co Inc. (CRD 128967): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/tc-financial-management-co-inc-margate-city-nj-128967