AdvisorCensus / Financial advisors / Kentucky / Lexington / Q2 Wealth Management
Q2 Wealth Management
Filed as Q2 WEALTH MANAGEMENT · Legal name Q2 Wealth Management LLC
Q2 Wealth Management is an SEC-registered investment advisory firm in Lexington, KY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 31, 2026.
Quick answers
From the filingHow is Q2 Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), Q2 Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Q2 Wealth Management located?
Q2 Wealth Management's principal office is in Lexington, KY, according to its Form ADV.
Is Q2 Wealth Management registered with the SEC or a state?
Q2 Wealth Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 314932.
How much does Q2 Wealth Management manage?
Q2 Wealth Management reports $123,491,576 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (96% discretionary).
What types of clients does Q2 Wealth Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (115); high net worth individuals (36); corporations or other businesses not listed above (1).
Which custodians does Q2 Wealth Management use?
Q2 Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Century Investment Services Inc., Charles Schwab & Co., Inc., Lincoln Life, Nationwide and TIAA-CREF Individual & Institutional Services, LLC as custodians holding 10% or more of its separately managed account assets.
Does Q2 Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314932
Does Q2 Wealth Management state an account minimum?
Its Form ADV Part 2A brochure dated July 31, 2026 says: "The Firm generally seeks a minimum household relationship of $ 250,000. However, we do not require a specific minimum for individual accounts, and we do manage smaller accounts as part of a larger client relationship or at our discretion."
What changed in Q2 Wealth Management's recent Form ADV filings?
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Firm generally seeks a minimum household relationship of $ 250,000. However, we do not require a specific minimum for individual accounts, and we do manage smaller accounts as part of a larger client relationship or at our discretion.
As stated in the firm's Form ADV Part 2A brochure dated July 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$123,491,576 as of October 2026, filing dated July 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Q2 Wealth Management LLC
- Also doing business as
- Q2 WEALTH
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Updated its list of owners and control persons (Schedule A).
- July 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $107,894,486 to $123,491,576 (+14%).
- Registered or notice-filed in SC.
- December 2025
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).
- November 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Q2 Wealth Management (CRD 314932): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/q2-wealth-management-lexington-ky-314932