AdvisorCensus / Financial advisors / Kentucky / Lexington / Moneywatch Advisors, Inc.
Moneywatch Advisors, Inc.
Filed as MONEYWATCH ADVISORS, INC. · Legal name MAI, Inc.
Moneywatch Advisors, Inc. is an SEC-registered investment advisory firm in Lexington, KY, registered since 1986, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Moneywatch Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Moneywatch Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Moneywatch Advisors, Inc. located?
Moneywatch Advisors, Inc.'s principal office is in Lexington, KY, according to its Form ADV.
Is Moneywatch Advisors, Inc. registered with the SEC or a state?
Moneywatch Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 107337.
How much does Moneywatch Advisors, Inc. manage?
Moneywatch Advisors, Inc. reports $329,735,069 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).
How have Moneywatch Advisors, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Moneywatch Advisors, Inc.: Regulatory assets under management: $205,990,442 in the October 2021 data and $329,735,069 in the October 2026 data, up 60%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Moneywatch Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (384).
Does Moneywatch Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107337
What changed in Moneywatch Advisors, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $291,333,906 to $329,735,069 (+13%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 25, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$329,735,069 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- MAI, Inc.
- Also doing business as
- MAI, MONEYWATCH ADVISORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1986 (40 years)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $329,735,069 | 6 | March 25, 2026 |
| October 2025 | $291,333,906 | 5 | March 25, 2025 |
| October 2024 | $247,500,906 | 5 | March 28, 2024 |
| October 2023 | $209,950,052 | 5 | March 29, 2023 |
| October 2022 | $243,862,619 | 5 | March 29, 2022 |
| October 2021 | $205,990,442 | 5 | August 26, 2021 |
Regulatory assets under management: $205,990,442 in the October 2021 data and $329,735,069 in the October 2026 data, up 60%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $291,333,906 to $329,735,069 (+13%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Moneywatch Advisors, Inc. (CRD 107337): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/moneywatch-advisors-inc-lexington-ky-107337