AdvisorCensus / Financial advisors / New York / New York / Pioneer Advisory LLC
Pioneer Advisory LLC is an SEC-registered investment advisory firm in Jersey City, NJ, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Pioneer Advisory LLC compensated?
On its Form ADV (Item 5.E, October 2026), Pioneer Advisory LLC reports these compensation arrangements: fixed fees (other than subscription fees).
Where is Pioneer Advisory LLC located?
Pioneer Advisory LLC's principal office is in Jersey City, NJ, according to its Form ADV.
Is Pioneer Advisory LLC registered with the SEC or a state?
Pioneer Advisory LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337502.
How much does Pioneer Advisory LLC manage?
Pioneer Advisory LLC reports $94,783 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).
What types of clients does Pioneer Advisory LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (85); corporations or other businesses not listed above (3).
Does Pioneer Advisory LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337502
What changed in Pioneer Advisory LLC's recent Form ADV filings?
In the December 2025 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$94,783 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pioneer Advisory LLC (CRD 337502): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pioneer-advisory-llc-jersey-city-nj-337502