AdvisorCensus / Financial advisors / New York / New York / 1932 Investment Management
1932 Investment Management
Filed as 1932 INVESTMENT MANAGEMENT · Legal name 1932 Investment Management, LLC
1932 Investment Management is an SEC-registered investment advisory firm in Newark, NJ, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.
Quick answers
From the filingHow is 1932 Investment Management compensated?
On its Form ADV (Item 5.E, October 2026), 1932 Investment Management reports these compensation arrangements: a percentage of assets under its management.
What does 1932 Investment Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated May 22, 2026 states: Asset-based fee: 0.75% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is 1932 Investment Management located?
1932 Investment Management's principal office is in Newark, NJ, according to its Form ADV.
Is 1932 Investment Management registered with the SEC or a state?
1932 Investment Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337619.
How much does 1932 Investment Management manage?
1932 Investment Management reports $4,596,470,261 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (100% discretionary).
What types of clients does 1932 Investment Management serve?
By number of clients on Form ADV Item 5.D: insurance companies (5).
Does 1932 Investment Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337619
What changed in 1932 Investment Management's recent Form ADV filings?
In the June 2026 filing data: Regulatory assets under management went from $788,000,000 to $4,596,470,261 (+483%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.75% to 1% a year (a range, as the brochure states it)
The brochure's wording
1932 charges an annual investment advisory fee based on the total assets under management ranging from .75% to 1.00% depending on the level of assets.
As stated in the firm's Form ADV Part 2A brochure dated May 22, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$4,596,470,261 as of October 2026, filing dated May 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- 1932 Investment Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 6. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- June 2026
- Regulatory assets under management went from $788,000,000 to $4,596,470,261 (+483%).
- Updated its list of owners and control persons (Schedule A).
- March 2026
- Regulatory assets under management went from $0 to $788,000,000.
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. 1932 Investment Management (CRD 337619): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/1932-investment-management-newark-nj-337619