AdvisorCensus / Financial advisors / New York / New York / Collaborative Capital Advisors LLC
Collaborative Capital Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.
Quick answers
From the filingHow is Collaborative Capital Advisors LLC compensated?
On its Form ADV (Item 5.E, October 2026), Collaborative Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Collaborative Capital Advisors LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 13, 2026 states: Up to $25,000,000: 0.75% a year; $25,000,001 to $100,000,000: 0.6% a year; Above $100,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Collaborative Capital Advisors LLC located?
Collaborative Capital Advisors LLC's principal office is in New York, NY, according to its Form ADV.
Is Collaborative Capital Advisors LLC registered with the SEC or a state?
Collaborative Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337588.
How much does Collaborative Capital Advisors LLC manage?
Collaborative Capital Advisors LLC reports $387,843,222 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (61% discretionary).
What types of clients does Collaborative Capital Advisors LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (17); pooled investment vehicles (other than investment companies and business development companies) (1).
Which custodians does Collaborative Capital Advisors LLC use?
Collaborative Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Goldman Sachs & Co. LLC as custodians holding 10% or more of its separately managed account assets.
Does Collaborative Capital Advisors LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337588
What changed in Collaborative Capital Advisors LLC's recent Form ADV filings?
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $25,000,000 | 0.75% |
| $25,000,001 to $100,000,000 | 0.6% |
| Above $100,000,001 | 0.5% |
The brochure's wording
Total Assets Under Management Annual Fees $0 - $25,000,000 0.75% $25,000,001 - $100,000,000 0.60% $100,000,001 - AND UP 0.50%
These fees are generally negotiable, and the final fee schedule will be memorialized in the client’s advisory agreement.
As stated in the firm's Form ADV Part 2A brochure dated July 13, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$387,843,222 as of October 2026, filing dated July 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- June 2026
- Updated its list of owners and control persons (Schedule A).
- March 2026
- Updated its list of owners and control persons (Schedule A).
- February 2026
- Updated its list of owners and control persons (Schedule A).
- January 2026
- Regulatory assets under management went from $0 to $381,905,720.
- Registered or notice-filed in MA, OK.
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Collaborative Capital Advisors LLC (CRD 337588): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/collaborative-capital-advisors-llc-new-york-ny-337588