AdvisorCensus / Financial advisors / Ohio / Cincinnati / PCA Investment Advisory Services, Inc.
PCA Investment Advisory Services, Inc.
Filed as PCA INVESTMENT ADVISORY SERVICES, INC.
PCA Investment Advisory Services, Inc. is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 21, 2026.
Quick answers
From the filingHow is PCA Investment Advisory Services, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), PCA Investment Advisory Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions; other.
How much does PCA Investment Advisory Services, Inc. charge?
Its Form ADV Part 2A brochure dated July 21, 2026 states: Asset-based fee: 0.05% to 0.75% a year (a range, as the brochure states it); Flat fee: $750 to $2,500 (creating a client financial plan); Hourly rate: $100 to $250 an hour (creating a client financial plan). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is PCA Investment Advisory Services, Inc. located?
PCA Investment Advisory Services, Inc.'s principal office is in Cincinnati, OH, according to its Form ADV.
Is PCA Investment Advisory Services, Inc. registered with the SEC or a state?
PCA Investment Advisory Services, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 123475.
How much does PCA Investment Advisory Services, Inc. manage?
PCA Investment Advisory Services, Inc. reports $4,314,276,177 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (53% discretionary).
How have PCA Investment Advisory Services, Inc.'s assets and staff changed since 2021?
In the Form ADV data for PCA Investment Advisory Services, Inc.: Regulatory assets under management: $993,615,178 in the October 2021 data and $4,314,276,177 in the October 2026 data, up 334%. Total employees: 9 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does PCA Investment Advisory Services, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (623); pension and profit sharing plans (but not the plan participants or government pension plans) (292); high net worth individuals (249).
Which custodians does PCA Investment Advisory Services, Inc. use?
PCA Investment Advisory Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and Matrix Trust Company as custodians holding 10% or more of its separately managed account assets.
Does PCA Investment Advisory Services, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123475
What changed in PCA Investment Advisory Services, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $3,582,880,777 to $4,314,276,177 (+20%). No longer lists an office in West Chester, OH. Registered or notice-filed in IA, MA. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.05% to 0.75% a year (a range, as the brochure states it)
The brochure's wording
Our investment advisory and consulting fees can be charged at a fixed rate, or as a percentage of investable assets generally ranging between 0.05%-0.75%.
Flat fee: $750 to $2,500 (creating a client financial plan)
The brochure's wording
Our financial planning fees typically range from $750 to $2,500 when calculated and charged on a fixed fee basis.
Hourly rate: $100 to $250 an hour (creating a client financial plan)
The brochure's wording
Alternatively, our financial planning fees, if calculated and charged on an hourly basis, typically range from $100 to $250 per hour.
As stated in the firm's Form ADV Part 2A brochure dated July 21, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$4,314,276,177 as of October 2026, filing dated July 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Also doing business as
- PCA WEALTH MANAGEMENT
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2006 (19 years)
- Employees
- Total: 15. Performing investment advisory functions: 10.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
18 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $4,314,276,177 | 15 | July 21, 2026 |
| October 2025 | $3,582,880,777 | 13 | January 17, 2025 |
| October 2024 | $2,893,924,228 | 13 | July 25, 2024 |
| October 2023 | $2,542,928,756 | 10 | April 6, 2023 |
| October 2022 | $1,220,333,615 | 10 | March 25, 2022 |
| October 2021 | $993,615,178 | 9 | March 18, 2021 |
Regulatory assets under management: $993,615,178 in the October 2021 data and $4,314,276,177 in the October 2026 data, up 334%.
Total employees: 9 in October 2021 and 15 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $3,582,880,777 to $4,314,276,177 (+20%).
- No longer lists an office in West Chester, OH.
- Registered or notice-filed in IA, MA.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. PCA Investment Advisory Services, Inc. (CRD 123475): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pca-investment-advisory-services-inc-cincinnati-oh-123475