AdvisorCensus / Financial advisors / California / Los Angeles / Pan Global Advisers, LLC
Pan Global Advisers, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 18, 2026.
Quick answers
From the filingHow is Pan Global Advisers, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Pan Global Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Pan Global Advisers, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.85% a year; $5,000,000 to $10,000,000: 0.75% a year; $10,000,000 to $25,000,000: 0.65% a year; Above $25,000,000: 0.55% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Pan Global Advisers, LLC located?
Pan Global Advisers, LLC's principal office is in Newport Beach, CA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Pan Global Advisers, LLC registered with the SEC or a state?
Pan Global Advisers, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301863.
How much does Pan Global Advisers, LLC manage?
Pan Global Advisers, LLC reports $270,491,294 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (65% discretionary).
How have Pan Global Advisers, LLC's assets and staff changed since 2021?
In the Form ADV data for Pan Global Advisers, LLC: Regulatory assets under management: $174,253,484 in the October 2021 data and $270,491,294 in the October 2026 data, up 55%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Pan Global Advisers, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); pooled investment vehicles (other than investment companies and business development companies) (1).
Which custodians does Pan Global Advisers, LLC use?
Pan Global Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Pan Global Advisers, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301863
Does Pan Global Advisers, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Our minimum account size requirement is $100,000, which can be a combination of accounts. Any exceptions to the minimum account size will be made at the sole discretion of Pan Global."
What changed in Pan Global Advisers, LLC's recent Form ADV filings?
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,000,000 | 1% |
| $2,000,000 to $5,000,000 | 0.85% |
| $5,000,000 to $10,000,000 | 0.75% |
| $10,000,000 to $25,000,000 | 0.65% |
| Above $25,000,000 | 0.55% |
The brochure's wording
Our standard advisory fee is based on the market value of the assets under management and is calculated as follows: Account Value Annual Advisory Fee $0 - $2,000,000 1.00% $2,000,000 - $5,000,000 0.85% $5,000,000 - $10,000,000 0.75% $10,000,000 - $25,000,000 0.65% $25,000,000 and Above 0.55%
Account minimum: $100,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Our minimum account size requirement is $100,000, which can be a combination of accounts. Any exceptions to the minimum account size will be made at the sole discretion of Pan Global.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$270,491,294 as of October 2026, filing dated September 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 3. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $270,491,294 | 3 | September 18, 2026 |
| October 2025 | $225,671,960 | 3 | March 31, 2025 |
| October 2024 | $200,237,093 | 3 | May 24, 2024 |
| October 2023 | $190,357,144 | 3 | April 24, 2023 |
| October 2022 | $211,608,877 | 3 | August 19, 2022 |
| October 2021 | $174,253,484 | 3 | March 25, 2021 |
Regulatory assets under management: $174,253,484 in the October 2021 data and $270,491,294 in the October 2026 data, up 55%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $225,671,960 to $270,491,294 (+20%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pan Global Advisers, LLC (CRD 301863): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pan-global-advisers-llc-newport-beach-ca-301863