AdvisorCensus / Financial advisors / California / Los Angeles / Kingswood Capital Management, L.P.
Kingswood Capital Management, L.P. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 17, 2026.
Quick answers
From the filingHow is Kingswood Capital Management, L.P. compensated?
On its Form ADV (Item 5.E, October 2026), Kingswood Capital Management, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Kingswood Capital Management, L.P.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Kingswood Capital Management, L.P. located?
Kingswood Capital Management, L.P.'s principal office is in Los Angeles, CA, according to its Form ADV.
Is Kingswood Capital Management, L.P. registered with the SEC or a state?
Kingswood Capital Management, L.P. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304649.
How much does Kingswood Capital Management, L.P. manage?
Kingswood Capital Management, L.P. reports $3,750,064,972 in regulatory assets under management in its Form ADV filing dated April 17, 2026 (100% discretionary).
How have Kingswood Capital Management, L.P.'s assets and staff changed since 2021?
In the Form ADV data for Kingswood Capital Management, L.P.: Regulatory assets under management: $240,473,523 in the October 2021 data and $3,750,064,972 in the October 2026 data, up 1459%. Total employees: 8 in October 2021 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Kingswood Capital Management, L.P. serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16).
Does Kingswood Capital Management, L.P. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304649
What changed in Kingswood Capital Management, L.P.'s recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 20 to 26. Regulatory assets under management went from $2,949,132,164 to $3,750,064,972 (+27%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 2% of assets a year
The brochure's wording
The Kingswood Funds pay a Management Fee equal to 2.0% on an annual basis of aggregate capital commitments (“Commitments”) of investors that are not designated as “affiliated partners” by the General Partner.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$3,750,064,972 as of October 2026, filing dated April 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 33. Performing investment advisory functions: 26.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $3,750,064,972 | 33 | April 17, 2026 |
| October 2025 | $2,949,132,164 | 24 | June 9, 2025 |
| October 2024 | $1,687,440,603 | 21 | March 28, 2024 |
| October 2023 | $1,359,735,241 | 15 | April 20, 2023 |
| October 2022 | $482,751,254 | 9 | March 29, 2022 |
| October 2021 | $240,473,523 | 8 | September 8, 2021 |
Regulatory assets under management: $240,473,523 in the October 2021 data and $3,750,064,972 in the October 2026 data, up 1459%.
Total employees: 8 in October 2021 and 33 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 20 to 26.
- Regulatory assets under management went from $2,949,132,164 to $3,750,064,972 (+27%).
- January 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Kingswood Capital Management, L.P. (CRD 304649): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/kingswood-capital-management-l-p-los-angeles-ca-304649