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Pacific Specialty Investment Group, LLC
Filed as PACIFIC SPECIALTY INVESTMENT GROUP, LLC
Pacific Specialty Investment Group, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 4, 2026.
Quick answers
From the filingHow is Pacific Specialty Investment Group, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Pacific Specialty Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Pacific Specialty Investment Group, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated August 4, 2026 states: Up to $249,999: 2% a year; $250,000 to $499,999: 1.7% a year; $500,000 to $999,999: 1.5% a year; $1,000,000 to $2,999,999: 1.3% a year; Above $3,000,000: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Pacific Specialty Investment Group, LLC located?
Pacific Specialty Investment Group, LLC's principal office is in Newport Beach, CA, according to its Form ADV.
Is Pacific Specialty Investment Group, LLC registered with the SEC or a state?
Pacific Specialty Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 282463.
How much does Pacific Specialty Investment Group, LLC manage?
Pacific Specialty Investment Group, LLC reports $123,212,802 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary).
What types of clients does Pacific Specialty Investment Group, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (61); high net worth individuals (42).
Which custodians does Pacific Specialty Investment Group, LLC use?
Pacific Specialty Investment Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Pacific Specialty Investment Group, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282463
Does Pacific Specialty Investment Group, LLC state an account minimum?
Its Form ADV Part 2A brochure dated August 4, 2026 says: "We generally require a minimum portfolio size of $500,000, which we may waive or reduce at our discretion."
What changed in Pacific Specialty Investment Group, LLC's recent Form ADV filings?
In the July 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $249,999 | 2% |
| $250,000 to $499,999 | 1.7% |
| $500,000 to $999,999 | 1.5% |
| $1,000,000 to $2,999,999 | 1.3% |
| Above $3,000,000 | 1% |
The brochure's wording
Fees are charged based on a percentage of the client’s total assets under management, per the following schedule: Total Assets Under Management Annual Fee $0 - $249,999 2.00% $250,000 - $499,999 1.70% $500,000 - $999,999 1.50%
Total Assets Under Management Annual Fee $1,000,000 - $2,999,999 1.30% $3,000,000 and up 1.00%
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We generally require a minimum portfolio size of $500,000, which we may waive or reduce at our discretion.
As stated in the firm's Form ADV Part 2A brochure dated August 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$123,212,802 as of October 2026, filing dated August 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- July 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pacific Specialty Investment Group, LLC (CRD 282463): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pacific-specialty-investment-group-llc-newport-beach-ca-282463