AdvisorCensus / Financial advisors / North Carolina / Raleigh / Capital Advisers, Inc.
Capital Advisers, Inc. is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 28, 2026.
Quick answers
From the filingHow is Capital Advisers, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Capital Advisers, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.
Where is Capital Advisers, Inc. located?
Capital Advisers, Inc.'s principal office is in Raleigh, NC, according to its Form ADV.
Is Capital Advisers, Inc. registered with the SEC or a state?
Capital Advisers, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 118442.
How much does Capital Advisers, Inc. manage?
Capital Advisers, Inc. reports $620,000,000 in regulatory assets under management in its Form ADV filing dated January 28, 2026 (100% discretionary).
How have Capital Advisers, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Capital Advisers, Inc.: Regulatory assets under management: $368,100,000 in the October 2021 data and $620,000,000 in the October 2026 data, up 68%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Capital Advisers, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (550); pension and profit sharing plans (but not the plan participants or government pension plans) (85); high net worth individuals (60).
Which custodians does Capital Advisers, Inc. use?
Capital Advisers, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and E*trade Securities LLC as custodians holding 10% or more of its separately managed account assets.
Does Capital Advisers, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118442
Does Capital Advisers, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated January 26, 2026 says: "The Adviser may waive account minimums but seeks to manage only accounts that are one hundred thousand dollars ($100,000.00) or more upon inception of the relationship between the client and the Adviser."
What changed in Capital Advisers, Inc.'s recent Form ADV filings?
In the February 2026 filing data: Regulatory assets under management went from $503,514,000 to $620,000,000 (+23%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $100,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Adviser may waive account minimums but seeks to manage only accounts that are one hundred thousand dollars ($100,000.00) or more upon inception of the relationship between the client and the Adviser.
As stated in the firm's Form ADV Part 2A brochure dated January 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$620,000,000 as of October 2026, filing dated January 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $620,000,000 | 5 | January 28, 2026 |
| October 2025 | $503,514,000 | 5 | March 31, 2025 |
| October 2024 | $560,000,000 | 3 | March 13, 2024 |
| October 2023 | $360,000,000 | 2 | March 31, 2023 |
| October 2022 | $431,219,396 | 2 | March 31, 2022 |
| October 2021 | $368,100,000 | 4 | April 1, 2021 |
Regulatory assets under management: $368,100,000 in the October 2021 data and $620,000,000 in the October 2026 data, up 68%.
Total employees: 4 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Regulatory assets under management went from $503,514,000 to $620,000,000 (+23%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capital Advisers, Inc. (CRD 118442): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capital-advisers-inc-raleigh-nc-118442