AdvisorCensus / Financial advisors / Maine / Portland / Old Port Advisors
Old Port Advisors is an SEC-registered investment advisory firm in Portland, ME, registered since 2001, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 31, 2026.
Quick answers
From the filingHow is Old Port Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Old Port Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Old Port Advisors located?
Old Port Advisors' principal office is in Portland, ME, according to its Form ADV; the August 2025 filing also lists 1 other office (Schedule D, Section 1.F).
Is Old Port Advisors registered with the SEC or a state?
Old Port Advisors is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 108228.
How much does Old Port Advisors manage?
Old Port Advisors reports $782,788,909 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (93% discretionary).
How have Old Port Advisors' assets and staff changed since 2021?
In the Form ADV data for Old Port Advisors: Regulatory assets under management: $910,605,681 in the October 2021 data and $782,788,909 in the October 2026 data, down 14%. Total employees: 11 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Old Port Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (601); high net worth individuals (215); pension and profit sharing plans (but not the plan participants or government pension plans) (34).
Which custodians does Old Port Advisors use?
Old Port Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Old Port Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108228
Does Old Port Advisors state an account minimum?
Its Form ADV Part 2A brochure dated August 31, 2026 says: "Our minimum account opening balance is $250,000." "Our Firm reserves the discretion to waive the account minimum."
What changed in Old Port Advisors' recent Form ADV filings?
In the June 2026 filing data: Employees performing advisory functions went from 9 to 10.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Our minimum account opening balance is $250,000.
Our Firm reserves the discretion to waive the account minimum.
As stated in the firm's Form ADV Part 2A brochure dated August 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$782,788,909 as of October 2026, filing dated August 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Old Port Advisors, Inc
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2001 (25 years)
- Employees
- Total: 14. Performing investment advisory functions: 10.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2025 filing
- States registered or notice-filed
-
13 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $782,788,909 | 14 | August 31, 2026 |
| October 2025 | $746,437,303 | 16 | July 29, 2025 |
| October 2024 | $698,391,919 | 12 | June 28, 2024 |
| October 2023 | $651,018,800 | 13 | April 1, 2023 |
| October 2022 | $1,108,742,667 | 13 | March 8, 2022 |
| October 2021 | $910,605,681 | 11 | April 1, 2021 |
Regulatory assets under management: $910,605,681 in the October 2021 data and $782,788,909 in the October 2026 data, down 14%.
Total employees: 11 in October 2021 and 14 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Employees performing advisory functions went from 9 to 10.
- April 2026
- Employees performing advisory functions went from 11 to 9.
- No longer lists an office in Portland, ME.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Old Port Advisors (CRD 108228): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/old-port-advisors-portland-me-108228