AdvisorCensus / Financial advisors / Maine / Portland / Robinson Smith Wealth Advisors, LLC
Robinson Smith Wealth Advisors, LLC
Filed as ROBINSON SMITH WEALTH ADVISORS, LLC
Robinson Smith Wealth Advisors, LLC is an SEC-registered investment advisory firm in South Portland, ME, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.
Quick answers
From the filingHow is Robinson Smith Wealth Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Robinson Smith Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does Robinson Smith Wealth Advisors, LLC charge?
Its Form ADV Part 2A brochure dated August 17, 2026 states: Flat fee: $7,500 to $50,000 a year (financial planning and consulting services for clients if the client…). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Robinson Smith Wealth Advisors, LLC located?
Robinson Smith Wealth Advisors, LLC's principal office is in South Portland, ME, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Robinson Smith Wealth Advisors, LLC registered with the SEC or a state?
Robinson Smith Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 123098.
How much does Robinson Smith Wealth Advisors, LLC manage?
Robinson Smith Wealth Advisors, LLC reports $444,890,879 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (98% discretionary).
How have Robinson Smith Wealth Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for Robinson Smith Wealth Advisors, LLC: Regulatory assets under management: $344,772,724 in the October 2021 data and $444,890,879 in the October 2026 data, up 29%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Robinson Smith Wealth Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (141); individuals (other than high net worth individuals) (87); charitable organizations (2).
Which custodians does Robinson Smith Wealth Advisors, LLC use?
Robinson Smith Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Robinson Smith Wealth Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123098
Does Robinson Smith Wealth Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated August 17, 2026 says: "Most of RSWA’s clients invest a minimum of $1,000,000, however, RSWA reserves the right to accept clients with less manageable assets."
What changed in Robinson Smith Wealth Advisors, LLC's recent Form ADV filings?
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $1,000,000
The brochure's wording
Most of RSWA’s clients invest a minimum of $1,000,000, however, RSWA reserves the right to accept clients with less manageable assets.
Minimum annual fee: $7,500
The brochure's wording
RSWA maintains a minimum annual fee of $7,500.
Flat fee: $7,500 to $50,000 a year (financial planning and consulting services for clients if the client…)
The brochure's wording
These fees are negotiable, but generally range from $ 7,500 to $50,000 on an annual fixed fee basis, depending on the level and scope of the service(s) required
As stated in the firm's Form ADV Part 2A brochure dated August 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$444,890,879 as of October 2026, filing dated August 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 8. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the September 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $444,890,879 | 8 | August 17, 2026 |
| October 2025 | $403,188,096 | 8 | March 10, 2025 |
| October 2024 | $334,336,216 | 7 | September 27, 2024 |
| October 2023 | $288,544,299 | 7 | September 8, 2023 |
| October 2022 | $392,180,792 | 8 | July 29, 2022 |
| October 2021 | $344,772,724 | 6 | March 22, 2021 |
Regulatory assets under management: $344,772,724 in the October 2021 data and $444,890,879 in the October 2026 data, up 29%.
Total employees: 6 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Updated its list of owners and control persons (Schedule A).
- March 2026
- Regulatory assets under management went from $403,188,096 to $444,890,879 (+10%).
- Registered or notice-filed in AK, TX.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Robinson Smith Wealth Advisors, LLC (CRD 123098): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/robinson-smith-wealth-advisors-llc-south-portland-me-123098