AdvisorCensus / Financial advisors / California / San Jose / NIM Wealth Solutions
NIM Wealth Solutions
Filed as NIM WEALTH SOLUTIONS · Legal name NIM Wealth Solutions Inc.
NIM Wealth Solutions is an SEC-registered investment advisory firm in San Jose, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.
Quick answers
From the filingHow is NIM Wealth Solutions compensated?
On its Form ADV (Item 5.E, October 2026), NIM Wealth Solutions reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does NIM Wealth Solutions' brochure say about its fees?
Its Form ADV Part 2A brochure dated August 11, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is NIM Wealth Solutions located?
NIM Wealth Solutions' principal office is in San Jose, CA, according to its Form ADV.
Is NIM Wealth Solutions registered with the SEC or a state?
NIM Wealth Solutions is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 334754.
How much does NIM Wealth Solutions manage?
NIM Wealth Solutions reports $116,755,871 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).
What types of clients does NIM Wealth Solutions serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (74); individuals (other than high net worth individuals) (65).
Which custodians does NIM Wealth Solutions use?
NIM Wealth Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does NIM Wealth Solutions report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334754
Does NIM Wealth Solutions state an account minimum?
Its Form ADV Part 2A brochure dated August 11, 2026 says: "We do not impose a minimum account value to initiate our Firm’s advisory and money management services , however, we will only take on clients that we deem to be a good fit for our services."
What changed in NIM Wealth Solutions' recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 2% of assets a year (the maximum the brochure states)
The brochure's wording
NIM’s annual fees are based upon a percentage of assets under management not to exceed 2.00%.
NIM’s annual fees are based upon a percentage of assets under management not to exceed 2.00%. If services commenced in the middle of the billing period, then the prorated fee for that billing period and any fees due to the Firm will be deducted from the Client’s account prior to termination.
Account minimum: None
The brochure's wording
We do not impose a minimum account value to initiate our Firm’s advisory and money management services , however, we will only take on clients that we deem to be a good fit for our services.
As stated in the firm's Form ADV Part 2A brochure dated August 11, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$116,755,871 as of October 2026, filing dated September 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- NIM Wealth Solutions Inc.
- Also doing business as
- NIM INVESTMENT SOLUTIONS, NIM RETIREMENT GROUP
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 6. Performing investment advisory functions: 4.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in TX.
- April 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. NIM Wealth Solutions (CRD 334754): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/nim-wealth-solutions-san-jose-ca-334754