AdvisorCensus / Financial advisors / California / Los Angeles / Nestyield ETFS
Nestyield ETFS is an SEC-registered investment advisory firm in Downey, CA, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.
Quick answers
From the filingHow is Nestyield ETFS compensated?
On its Form ADV (Item 5.E, October 2026), Nestyield ETFS reports these compensation arrangements: a percentage of assets under its management; commissions.
Where is Nestyield ETFS located?
Nestyield ETFS' principal office is in Downey, CA, according to its Form ADV.
Is Nestyield ETFS registered with the SEC or a state?
Nestyield ETFS is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332971.
How much does Nestyield ETFS manage?
Nestyield ETFS reports $517,315,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).
How have Nestyield ETFS' assets and staff changed since 2025?
In the Form ADV data for Nestyield ETFS: Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Nestyield ETFS serve?
By number of clients on Form ADV Item 5.D: investment companies (3); other investment advisers (1).
Which custodians does Nestyield ETFS use?
Nestyield ETFS' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Nestyield ETFS report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332971
What changed in Nestyield ETFS' recent Form ADV filings?
In the January 2026 filing data: Employees performing advisory functions went from 3 to 2.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Commissions
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 23, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$517,315,000 as of October 2026, filing dated March 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Nest EGG ETFS, LLC
- Also doing business as
- NESTYIELD ETFS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $517,315,000 | 3 | March 23, 2026 |
| October 2025 | Not reported | 3 | May 30, 2025 |
Total employees: 3 in October 2025 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- January 2026
- Employees performing advisory functions went from 3 to 2.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Nestyield ETFS (CRD 332971): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/nestyield-etfs-downey-ca-332971