AdvisorCensus / Financial advisors / California / Los Angeles / Provenio Capital
Provenio Capital
Filed as PROVENIO CAPITAL · Legal name Provenio Capital Management LLC
Provenio Capital is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 21, 2026.
Quick answers
From the filingHow is Provenio Capital compensated?
On its Form ADV (Item 5.E, October 2026), Provenio Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
How much does Provenio Capital charge?
Its Form ADV Part 2A brochure dated July 21, 2026 states: Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Provenio Capital located?
Provenio Capital's principal office is in Newport Beach, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Provenio Capital registered with the SEC or a state?
Provenio Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333009.
How much does Provenio Capital manage?
Provenio Capital reports $1,633,830,237 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (15% discretionary).
How have Provenio Capital's assets and staff changed since 2025?
In the Form ADV data for Provenio Capital: Regulatory assets under management: $1,642,380,559 in the October 2025 data and $1,633,830,237 in the October 2026 data, down 1%. Total employees: 11 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Provenio Capital serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (94); insurance companies (16); pooled investment vehicles (other than investment companies and business development companies) (13).
Does Provenio Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333009
What changed in Provenio Capital's recent Form ADV filings?
In the August 2026 filing data: No longer lists an office in Palm Beach, FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.25% to 1% a year (a range, as the brochure states it)
The brochure's wording
Provenio Capital's advisory fees for investment advisory services generally range from 0.25% to 1.00% annually, calculated as a percentage of assets under advisement (AUA).
As stated in the firm's Form ADV Part 2A brochure dated July 21, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,633,830,237 as of October 2026, filing dated July 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Provenio Capital Management LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (1 year)
- Employees
- Total: 11. Performing investment advisory functions: 6.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,633,830,237 | 11 | July 21, 2026 |
| October 2025 | $1,642,380,559 | 11 | July 8, 2025 |
Regulatory assets under management: $1,642,380,559 in the October 2025 data and $1,633,830,237 in the October 2026 data, down 1%.
Total employees: 11 in October 2025 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- No longer lists an office in Palm Beach, FL.
- April 2026
- Added an office in Palm Beach, FL.
- December 2025
- Registered or notice-filed in FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Provenio Capital (CRD 333009): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/provenio-capital-newport-beach-ca-333009