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Marchand Faries Financial Management, Inc.
Filed as MARCHAND FARIES FINANCIAL MANAGEMENT, INC.
Marchand Faries Financial Management, Inc. is an SEC-registered investment advisory firm in Keystone Heights, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.
Quick answers
From the filingHow is Marchand Faries Financial Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Marchand Faries Financial Management, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Marchand Faries Financial Management, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated February 26, 2026 states: Up to $1,000,000: 0.75% a year; $1,000,001 to $2,000,000: 0.5% a year; Above $2,000,001: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Marchand Faries Financial Management, Inc. located?
Marchand Faries Financial Management, Inc.'s principal office is in Keystone Heights, FL, according to its Form ADV.
Is Marchand Faries Financial Management, Inc. registered with the SEC or a state?
Marchand Faries Financial Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 107813.
How much does Marchand Faries Financial Management, Inc. manage?
Marchand Faries Financial Management, Inc. reports $138,663,958 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).
How have Marchand Faries Financial Management, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Marchand Faries Financial Management, Inc.: Regulatory assets under management: $124,021,462 in the October 2021 data and $138,663,958 in the October 2026 data, up 12%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Marchand Faries Financial Management, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (42).
Which custodians does Marchand Faries Financial Management, Inc. use?
Marchand Faries Financial Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Marchand Faries Financial Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107813
What changed in Marchand Faries Financial Management, Inc.'s recent Form ADV filings?
In the December 2025 filing data: Registered or notice-filed in NC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 0.75% |
| $1,000,001 to $2,000,000 | 0.5% |
| Above $2,000,001 | 0.25% |
The brochure's wording
Assets Under Management Annualized Fee Assets less than $1,000,000 0.75% $1,000,001 to $2,000,000 0.50% $2,000,001 and above 0.25%
Minimum annual fee: $750
The brochure's wording
We charge a minimum annual fee in the amount of $750, charged quarterly in arrears. At our discretion we may waive the minimum fee
As stated in the firm's Form ADV Part 2A brochure dated February 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$138,663,958 as of October 2026, filing dated February 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $138,663,958 | 4 | February 26, 2026 |
| October 2025 | $131,165,256 | 4 | February 22, 2025 |
| October 2024 | $120,104,780 | 4 | February 18, 2024 |
| October 2023 | $108,598,013 | 4 | August 21, 2023 |
| October 2022 | $125,491,739 | 4 | February 16, 2022 |
| October 2021 | $124,021,462 | 4 | May 24, 2021 |
Regulatory assets under management: $124,021,462 in the October 2021 data and $138,663,958 in the October 2026 data, up 12%.
Total employees: 4 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- December 2025
- Registered or notice-filed in NC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Marchand Faries Financial Management, Inc. (CRD 107813): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/marchand-faries-financial-management-inc-keystone-heights-fl-107813