AdvisorCensus / Financial advisors / Arkansas / Little Rock / Lathrop Investment Management Company
Lathrop Investment Management Company
Filed as LATHROP INVESTMENT MANAGEMENT COMPANY
Lathrop Investment Management Company is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Lathrop Investment Management Company compensated?
On its Form ADV (Item 5.E, October 2026), Lathrop Investment Management Company reports these compensation arrangements: a percentage of assets under its management.
What does Lathrop Investment Management Company's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,000,000: 0.75% a year; Above $1,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Lathrop Investment Management Company located?
Lathrop Investment Management Company's principal office is in Little Rock, AR, according to its Form ADV.
Is Lathrop Investment Management Company registered with the SEC or a state?
Lathrop Investment Management Company is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 334458.
How much does Lathrop Investment Management Company manage?
Lathrop Investment Management Company reports $1,009,767,986 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (76% discretionary).
How have Lathrop Investment Management Company's assets and staff changed since 2025?
In the Form ADV data for Lathrop Investment Management Company: Regulatory assets under management: $937,096,914 in the October 2025 data and $1,009,767,986 in the October 2026 data, up 8%. Total employees: 6 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Lathrop Investment Management Company serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (150); individuals (other than high net worth individuals) (79); pension and profit sharing plans (but not the plan participants or government pension plans) (6).
Which custodians does Lathrop Investment Management Company use?
Lathrop Investment Management Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Lathrop Investment Management Company report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334458
What changed in Lathrop Investment Management Company's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1% |
| $500,000 to $1,000,000 | 0.75% |
| Above $1,000,000 | 0.5% |
The brochure's wording
LIMC clients are charged annual fees, collected quarterly, that are based upon the market value of assets under management as follows: 1.00% of the first $500,000 of assets under management 0.75% of the next $500,000 of assets under management 0.50% of assets over $1,000,000
Minimum annual fee: $5,000
The brochure's wording
Our minimum annual fee per client is $5,000, which may result in a fee as a percentage of assets under management that is higher than the above 1% starting bracket.
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,009,767,986 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (1 year)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,009,767,986 | 5 | March 25, 2026 |
| October 2025 | $937,096,914 | 6 | February 4, 2025 |
Regulatory assets under management: $937,096,914 in the October 2025 data and $1,009,767,986 in the October 2026 data, up 8%.
Total employees: 6 in October 2025 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 4 to 3.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Lathrop Investment Management Company (CRD 334458): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/lathrop-investment-management-company-little-rock-ar-334458