AdvisorCensus / Financial advisors / New York / New York / Four Lion Capital, LP
Four Lion Capital, LP is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 18, 2026.
Quick answers
From the filingHow is Four Lion Capital, LP compensated?
On its Form ADV (Item 5.E, October 2026), Four Lion Capital, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Four Lion Capital, LP located?
Four Lion Capital, LP's principal office is in New York, NY, according to its Form ADV.
Is Four Lion Capital, LP registered with the SEC or a state?
Four Lion Capital, LP is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333602.
How much does Four Lion Capital, LP manage?
Four Lion Capital, LP reports $143,246,081 in regulatory assets under management in its Form ADV filing dated May 18, 2026 (100% discretionary).
What types of clients does Four Lion Capital, LP serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).
Does Four Lion Capital, LP report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333602
What changed in Four Lion Capital, LP's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $53,221,593 to $143,246,081 (+169%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 9, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$143,246,081 as of October 2026, filing dated May 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $143,246,081 | 1 | May 18, 2026 |
| October 2025 | Not reported | Not reported | March 19, 2025 |
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $53,221,593 to $143,246,081 (+169%).
- December 2025
- Moved from exempt reporting adviser status to SEC registration.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Four Lion Capital, LP (CRD 333602): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/four-lion-capital-lp-new-york-ny-333602