AdvisorCensus / Financial advisors / New York / New York / BQS Financial Advisors, LLC
BQS Financial Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.
Quick answers
From the filingHow is BQS Financial Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), BQS Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does BQS Financial Advisors, LLC charge?
Its Form ADV Part 2A brochure dated March 9, 2026 states: Flat fee: up to $250,000 (fixed fee plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is BQS Financial Advisors, LLC located?
BQS Financial Advisors, LLC's principal office is in New York, NY, according to its Form ADV.
Is BQS Financial Advisors, LLC registered with the SEC or a state?
BQS Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333795.
How much does BQS Financial Advisors, LLC manage?
BQS Financial Advisors, LLC reports $226,357,000 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).
How have BQS Financial Advisors, LLC's assets and staff changed since 2025?
In the Form ADV data for BQS Financial Advisors, LLC: Regulatory assets under management: $108,000,000 in the October 2025 data and $226,357,000 in the October 2026 data, up 110%. Total employees: 2 in October 2025 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does BQS Financial Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (23); individuals (other than high net worth individuals) (5); high net worth individuals (1).
Does BQS Financial Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333795
Does BQS Financial Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 9, 2026 says: "There is no account minimum for any of BQS Advisors’ services."
What changed in BQS Financial Advisors, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $165,000,000 to $226,357,000 (+37%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
There is no account minimum for any of BQS Advisors’ services.
Flat fee: up to $250,000 (fixed fee plans)
The brochure's wording
The rate for fixed fee plans is up to $250,000. The final fee schedule will be memorialized in the client ’s advisory agreement.
As stated in the firm's Form ADV Part 2A brochure dated March 9, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$226,357,000 as of October 2026, filing dated March 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 7. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $226,357,000 | 7 | March 9, 2026 |
| October 2025 | $108,000,000 | 2 | May 23, 2025 |
Regulatory assets under management: $108,000,000 in the October 2025 data and $226,357,000 in the October 2026 data, up 110%.
Total employees: 2 in October 2025 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $165,000,000 to $226,357,000 (+37%).
- March 2026
- Employees performing advisory functions went from 4 to 5.
- December 2025
- Regulatory assets under management went from $108,000,000 to $165,000,000 (+53%).
- Employees performing advisory functions went from 1 to 4.
- Registered or notice-filed in AZ, CA, NJ, NM, NV, PA.
- November 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. BQS Financial Advisors, LLC (CRD 333795): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/bqs-financial-advisors-llc-new-york-ny-333795