AdvisorCensus / Financial advisors / New York / New York / Audax PDB Management Company, LLC
Audax PDB Management Company, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 5, 2026.
Quick answers
From the filingHow is Audax PDB Management Company, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Audax PDB Management Company, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Audax PDB Management Company, LLC located?
Audax PDB Management Company, LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Audax PDB Management Company, LLC registered with the SEC or a state?
Audax PDB Management Company, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333812.
How much does Audax PDB Management Company, LLC manage?
Audax PDB Management Company, LLC reports $1,174,175,760 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary).
How have Audax PDB Management Company, LLC's assets and staff changed since 2025?
In the Form ADV data for Audax PDB Management Company, LLC: Regulatory assets under management: $912,243,476 in the October 2025 data and $1,174,175,760 in the October 2026 data, up 29%. Total employees: 206 in October 2025 and 249 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Audax PDB Management Company, LLC serve?
By number of clients on Form ADV Item 5.D: business development companies (1).
Does Audax PDB Management Company, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333812
What changed in Audax PDB Management Company, LLC's recent Form ADV filings?
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$1,174,175,760 as of October 2026, filing dated August 5, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 249. Performing investment advisory functions: 80.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the September 2026 filing
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,174,175,760 | 249 | August 5, 2026 |
| October 2025 | $912,243,476 | 206 | May 9, 2025 |
Regulatory assets under management: $912,243,476 in the October 2025 data and $1,174,175,760 in the October 2026 data, up 29%.
Total employees: 206 in October 2025 and 249 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $912,243,476 to $1,174,175,760 (+29%).
- Employees performing advisory functions went from 71 to 80.
- Updated its list of owners and control persons (Schedule A).
- February 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Audax PDB Management Company, LLC (CRD 333812): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/audax-pdb-management-company-llc-new-york-ny-333812