AdvisorCensus / Financial advisors / Massachusetts / Boston / Fairfield Financial Advisors
Fairfield Financial Advisors
Filed as FAIRFIELD FINANCIAL ADVISORS · Legal name Fairfield Financial Advisors Ltd
Fairfield Financial Advisors is an SEC-registered investment advisory firm in Wellesley, MA, registered since 1993, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.
Quick answers
From the filingHow is Fairfield Financial Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Fairfield Financial Advisors reports these compensation arrangements: a percentage of assets under its management.
How much does Fairfield Financial Advisors charge?
Its Form ADV Part 2A brochure dated March 23, 2026 states: Up to $5,000,000: 1% a year; $5,000,001 to $10,000,000: 0.75% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Fairfield Financial Advisors located?
Fairfield Financial Advisors' principal office is in Wellesley, MA, according to its Form ADV.
Is Fairfield Financial Advisors registered with the SEC or a state?
Fairfield Financial Advisors is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 106408.
How much does Fairfield Financial Advisors manage?
Fairfield Financial Advisors reports $333,225,374 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).
How have Fairfield Financial Advisors' assets and staff changed since 2021?
In the Form ADV data for Fairfield Financial Advisors: Regulatory assets under management: $250,840,766 in the October 2021 data and $333,225,374 in the October 2026 data, up 33%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Fairfield Financial Advisors serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (70); individuals (other than high net worth individuals) (68); pension and profit sharing plans (but not the plan participants or government pension plans) (9).
Which custodians does Fairfield Financial Advisors use?
Fairfield Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Fairfield Financial Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106408
Does Fairfield Financial Advisors state an account minimum?
Its Form ADV Part 2A brochure dated March 23, 2026 says: "Fairfield does not require a minimum dollar amount to open an account and maintain an advisory account."
What changed in Fairfield Financial Advisors' recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $298,093,130 to $333,225,374 (+12%). Registered or notice-filed in PA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $5,000,000 | 1% |
| $5,000,001 to $10,000,000 | 0.75% |
| Above $10,000,000 | 0.5% |
The brochure's wording
The annual Advisory Service Agreement fee is based on a percentage of the client's investable assets, unless otherwise specified, according to the following schedule:
From $0 to $5,000,000 1%
From $5,000,001 to $10,000,000 .75%
Above $10,000,000 0.5%
Fairfield, in its sole discretion, may charge a lesser investment advisory fee based upon certain criteria
Account minimum: None
The brochure's wording
Fairfield does not require a minimum dollar amount to open an account and maintain an advisory account.
As stated in the firm's Form ADV Part 2A brochure dated March 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$333,225,374 as of October 2026, filing dated March 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Fairfield Financial Advisors Ltd
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1993 (33 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $333,225,374 | 4 | March 23, 2026 |
| October 2025 | $298,093,130 | 4 | May 15, 2025 |
| October 2024 | $301,771,923 | 4 | March 17, 2024 |
| October 2023 | $245,340,747 | 6 | August 29, 2023 |
| October 2022 | $310,177,577 | 5 | March 29, 2022 |
| October 2021 | $250,840,766 | 5 | June 8, 2021 |
Regulatory assets under management: $250,840,766 in the October 2021 data and $333,225,374 in the October 2026 data, up 33%.
Total employees: 5 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $298,093,130 to $333,225,374 (+12%).
- Registered or notice-filed in PA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Fairfield Financial Advisors (CRD 106408): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/fairfield-financial-advisors-wellesley-ma-106408