AdvisorCensus / Financial advisors / Washington / Seattle / Elliott Cove Capital Management
Elliott Cove Capital Management
Filed as ELLIOTT COVE CAPITAL MANAGEMENT · Legal name Elliott Cove Capital Management LLC
Elliott Cove Capital Management is an SEC-registered investment advisory firm in Seattle, WA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 5, 2026.
Quick answers
From the filingHow is Elliott Cove Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), Elliott Cove Capital Management reports these compensation arrangements: a percentage of assets under its management.
Where is Elliott Cove Capital Management located?
Elliott Cove Capital Management's principal office is in Seattle, WA, according to its Form ADV; the March 2026 filing also lists 6 other offices (Schedule D, Section 1.F).
Is Elliott Cove Capital Management registered with the SEC or a state?
Elliott Cove Capital Management is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 123636.
How much does Elliott Cove Capital Management manage?
Elliott Cove Capital Management reports $348,161,285 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary).
How have Elliott Cove Capital Management's assets and staff changed since 2021?
In the Form ADV data for Elliott Cove Capital Management: Regulatory assets under management: $208,385,007 in the October 2021 data and $348,161,285 in the October 2026 data, up 67%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Elliott Cove Capital Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (556); pension and profit sharing plans (but not the plan participants or government pension plans) (61); high net worth individuals (28).
Which custodians does Elliott Cove Capital Management use?
Elliott Cove Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Trust Company and Axos Clearing LLC as custodians holding 10% or more of its separately managed account assets.
Does Elliott Cove Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123636
Does Elliott Cove Capital Management state an account minimum?
Its Form ADV Part 2A brochure dated February 5, 2026 says: "Minimum account size is $25,000, although Elliott Cove reserves the right to accept accounts lower than our minimum account size."
What changed in Elliott Cove Capital Management's recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 8 to 4. Regulatory assets under management went from $307,782,769 to $348,161,285 (+13%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $25,000
The brochure's wording
Minimum account size is $25,000, although Elliott Cove reserves the right to accept accounts lower than our minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated February 5, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$348,161,285 as of October 2026, filing dated February 5, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Elliott Cove Capital Management LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 11. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
6 other offices, as of the March 2026 filing
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $348,161,285 | 11 | February 5, 2026 |
| October 2025 | $307,782,769 | 9 | February 10, 2025 |
| October 2024 | $267,943,831 | 10 | May 4, 2024 |
| October 2023 | $226,777,426 | 10 | February 1, 2023 |
| October 2022 | $257,574,737 | 11 | February 15, 2022 |
| October 2021 | $208,385,007 | 10 | February 23, 2021 |
Regulatory assets under management: $208,385,007 in the October 2021 data and $348,161,285 in the October 2026 data, up 67%.
Total employees: 10 in October 2021 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 8 to 4.
- Regulatory assets under management went from $307,782,769 to $348,161,285 (+13%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Elliott Cove Capital Management (CRD 123636): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/elliott-cove-capital-management-seattle-wa-123636