AdvisorCensus / Financial advisors / Washington / Seattle / Oliver Capital Management
Oliver Capital Management
Filed as OLIVER CAPITAL MANAGEMENT · Legal name Oliver Capital Management, LLC
Oliver Capital Management is an SEC-registered investment advisory firm in Seattle, WA, registered since 2006, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Oliver Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), Oliver Capital Management reports these compensation arrangements: a percentage of assets under its management.
What does Oliver Capital Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $500,000: 1.25% a year; $500,000 to $2,000,000: 0.9% a year; $2,000,000 to $5,000,000: 0.6% a year; Above $5,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Oliver Capital Management located?
Oliver Capital Management's principal office is in Seattle, WA, according to its Form ADV.
Is Oliver Capital Management registered with the SEC or a state?
Oliver Capital Management is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 127606.
How much does Oliver Capital Management manage?
Oliver Capital Management reports $505,526,239 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (10% discretionary).
How have Oliver Capital Management's assets and staff changed since 2021?
In the Form ADV data for Oliver Capital Management: Regulatory assets under management: $270,201,711 in the October 2021 data and $505,526,239 in the October 2026 data, up 87%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Oliver Capital Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (342); high net worth individuals (110); corporations or other businesses not listed above (26).
Which custodians does Oliver Capital Management use?
Oliver Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 1328 N Whitman Lane, Charles Schwab & Co., Inc., Fidelity 401(K) and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Oliver Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127606
Does Oliver Capital Management state an account minimum?
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Households that do not meet the $500,000 published account minimum are subject to an additional 0.25% per year management fee."
What changed in Oliver Capital Management's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $422,343,530 to $505,526,239 (+20%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.25% |
| $500,000 to $2,000,000 | 0.9% |
| $2,000,000 to $5,000,000 | 0.6% |
| Above $5,000,000 | 0.4% |
The brochure's wording
First $0 to $500,000 1.25% per year
Next $500,000 to $2,000,000 0.90% per year
Next $2,000,000 to $5,000,000 0.60% per year
Over $5,000,000 0.40% per year
Account minimum: $500,000
The brochure's wording
Households that do not meet the $500,000 published account minimum are subject to an additional 0.25% per year management fee.
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$505,526,239 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Oliver Capital Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2006 (20 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $505,526,239 | 2 | March 25, 2026 |
| October 2025 | $422,343,530 | 2 | July 24, 2025 |
| October 2024 | $364,707,102 | 2 | February 29, 2024 |
| October 2023 | $289,157,586 | 2 | March 27, 2023 |
| October 2022 | $334,734,271 | 3 | March 22, 2022 |
| October 2021 | $270,201,711 | 3 | March 23, 2021 |
Regulatory assets under management: $270,201,711 in the October 2021 data and $505,526,239 in the October 2026 data, up 87%.
Total employees: 3 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $422,343,530 to $505,526,239 (+20%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Oliver Capital Management (CRD 127606): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/oliver-capital-management-seattle-wa-127606