AdvisorCensus / Financial advisors / Ohio / Columbus / Egsi Investment Management
Egsi Investment Management
Filed as EGSI INVESTMENT MANAGEMENT · Legal name Egsi Investment Management, Inc.
Egsi Investment Management is an SEC-registered investment advisory firm in Dublin, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.
Quick answers
From the filingHow is Egsi Investment Management compensated?
On its Form ADV (Item 5.E, October 2026), Egsi Investment Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Egsi Investment Management located?
Egsi Investment Management's principal office is in Dublin, OH, according to its Form ADV.
Is Egsi Investment Management registered with the SEC or a state?
Egsi Investment Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 171488.
How much does Egsi Investment Management manage?
Egsi Investment Management reports $144,660,922 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (71% discretionary).
What types of clients does Egsi Investment Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (230); pension and profit sharing plans (but not the plan participants or government pension plans) (29); high net worth individuals (16).
Which custodians does Egsi Investment Management use?
Egsi Investment Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Egsi Investment Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171488
Does Egsi Investment Management state an account minimum?
Its Form ADV Part 2A brochure dated July 30, 2026 says: "As a condition for starting and maintaining an investment management relationship, EGSI imposes a minimum portfolio value of $50,000." "EGSI may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre -existing client, account retention, and pro bono activities."
What changed in Egsi Investment Management's recent Form ADV filings?
In the August 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $50,000 (the brochure says it may be waived or negotiated)
The brochure's wording
As a condition for starting and maintaining an investment management relationship, EGSI imposes a minimum portfolio value of $50,000.
EGSI may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre -existing client, account retention, and pro bono activities.
As stated in the firm's Form ADV Part 2A brochure dated July 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$144,660,922 as of October 2026, filing dated July 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Egsi Investment Management, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Egsi Investment Management (CRD 171488): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/egsi-investment-management-dublin-oh-171488