AdvisorCensus / Financial advisors / Washington / Seattle / Eagle Harbor Asset Management, Inc.
Eagle Harbor Asset Management, Inc. is an SEC-registered investment advisory firm in Seattle, WA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.
Quick answers
From the filingHow is Eagle Harbor Asset Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Eagle Harbor Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Eagle Harbor Asset Management, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated February 18, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Eagle Harbor Asset Management, Inc. located?
Eagle Harbor Asset Management, Inc.'s principal office is in Seattle, WA, according to its Form ADV.
Is Eagle Harbor Asset Management, Inc. registered with the SEC or a state?
Eagle Harbor Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 108089.
How much does Eagle Harbor Asset Management, Inc. manage?
Eagle Harbor Asset Management, Inc. reports $160,927,748 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).
How have Eagle Harbor Asset Management, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Eagle Harbor Asset Management, Inc.: Regulatory assets under management: $110,590,772 in the October 2021 data and $160,927,748 in the October 2026 data, up 46%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Eagle Harbor Asset Management, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (153); individuals (other than high net worth individuals) (46); corporations or other businesses not listed above (4).
Which custodians does Eagle Harbor Asset Management, Inc. use?
Eagle Harbor Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and US Bank, N.A. as custodians holding 10% or more of its separately managed account assets.
Does Eagle Harbor Asset Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108089
What changed in Eagle Harbor Asset Management, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $139,621,353 to $160,927,748 (+15%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,000,000 | 1% |
| $2,000,000 to $3,000,000 | 0.75% |
| Above $3,000,000 | 0.5% |
The brochure's wording
These services provided by EAGLE are billed on a percentage basis determined by the following annual fee schedule: First $2,000,000 1.00% Next $1,000,000 0.75% Balance over $3,000,000 0.50%
As stated in the firm's Form ADV Part 2A brochure dated February 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$160,927,748 as of October 2026, filing dated February 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $160,927,748 | 3 | February 18, 2026 |
| October 2025 | $139,621,353 | 3 | February 12, 2025 |
| October 2024 | $131,391,815 | 3 | March 13, 2024 |
| October 2023 | $113,287,359 | 3 | March 10, 2023 |
| October 2022 | $119,254,150 | 3 | September 2, 2022 |
| October 2021 | $110,590,772 | 3 | May 13, 2021 |
Regulatory assets under management: $110,590,772 in the October 2021 data and $160,927,748 in the October 2026 data, up 46%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $139,621,353 to $160,927,748 (+15%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Eagle Harbor Asset Management, Inc. (CRD 108089): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/eagle-harbor-asset-management-inc-seattle-wa-108089