AdvisorCensus / Financial advisors / Washington / Seattle / Harbour Investment Management L.L.C.
Harbour Investment Management L.L.C.
Filed as HARBOUR INVESTMENT MANAGEMENT L.L.C.
Harbour Investment Management L.L.C. is an SEC-registered investment advisory firm in Edmonds, WA, registered since 1991, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.
Quick answers
From the filingHow is Harbour Investment Management L.L.C. compensated?
On its Form ADV (Item 5.E, October 2026), Harbour Investment Management L.L.C. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Harbour Investment Management L.L.C.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 10, 2026 states: Up to $1,000,000: 0.8% a year; $1,000,000 to $2,000,000: 0.7% a year; $2,000,000 to $5,000,000: 0.5% a year; Above $5,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Harbour Investment Management L.L.C. located?
Harbour Investment Management L.L.C.'s principal office is in Edmonds, WA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Harbour Investment Management L.L.C. registered with the SEC or a state?
Harbour Investment Management L.L.C. is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 111166.
How much does Harbour Investment Management L.L.C. manage?
Harbour Investment Management L.L.C. reports $381,560,275 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (96% discretionary).
How have Harbour Investment Management L.L.C.'s assets and staff changed since 2021?
In the Form ADV data for Harbour Investment Management L.L.C.: Regulatory assets under management: $365,039,380 in the October 2021 data and $381,560,275 in the October 2026 data, up 5%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Harbour Investment Management L.L.C. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (99); high net worth individuals (78); charitable organizations (6).
Which custodians does Harbour Investment Management L.L.C. use?
Harbour Investment Management L.L.C.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.
Does Harbour Investment Management L.L.C. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111166
Does Harbour Investment Management L.L.C. state an account minimum?
Its Form ADV Part 2A brochure dated March 10, 2026 says: "Our account minimum is $500,000 but smaller accounts may be accepted based on several factors including the client relationship."
What changed in Harbour Investment Management L.L.C.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $470,591,159 to $381,560,275 (-19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 0.8% |
| $1,000,000 to $2,000,000 | 0.7% |
| $2,000,000 to $5,000,000 | 0.5% |
| Above $5,000,000 | 0.25% |
The brochure's wording
Fees may be negotiated for larger accounts or accounts affiliated with existing clients but are generally charged in accordance with the following fee schedule:
First $1,000,000 0.80% Next $1,000,000 0.70% Next $3,000,000 0.50% Amount over $5,000,000 0.25%
For clients who are not investment management clients, a base rate of $1,500 will be assessed on an annual basis for financial planning services. An additional hourly rate of $200 per hour may be charged
Account minimum: $500,000
The brochure's wording
Our account minimum is $500,000 but smaller accounts may be accepted based on several factors including the client relationship.
As stated in the firm's Form ADV Part 2A brochure dated March 10, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$381,560,275 as of October 2026, filing dated March 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1991 (35 years)
- Employees
- Total: 6. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $381,560,275 | 6 | March 10, 2026 |
| October 2025 | $470,591,159 | 5 | February 18, 2025 |
| October 2024 | $415,531,728 | 4 | February 9, 2024 |
| October 2023 | $367,940,951 | 4 | February 28, 2023 |
| October 2022 | $406,862,546 | 4 | September 26, 2022 |
| October 2021 | $365,039,380 | 5 | March 22, 2021 |
Regulatory assets under management: $365,039,380 in the October 2021 data and $381,560,275 in the October 2026 data, up 5%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $470,591,159 to $381,560,275 (-19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Harbour Investment Management L.L.C. (CRD 111166): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/harbour-investment-management-l-l-c-edmonds-wa-111166