AdvisorCensus / Financial advisors / California / Los Angeles / DRC Investment Advisors, LLC
DRC Investment Advisors, LLC is an SEC-registered investment advisory firm in Santa Monica, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 8, 2026.
Quick answers
From the filingHow is DRC Investment Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), DRC Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is DRC Investment Advisors, LLC located?
DRC Investment Advisors, LLC's principal office is in Santa Monica, CA, according to its Form ADV.
Is DRC Investment Advisors, LLC registered with the SEC or a state?
DRC Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 332680.
How much does DRC Investment Advisors, LLC manage?
DRC Investment Advisors, LLC reports $446,000,000 in regulatory assets under management in its Form ADV filing dated July 8, 2026 (51% discretionary).
How have DRC Investment Advisors, LLC's assets and staff changed since 2025?
In the Form ADV data for DRC Investment Advisors, LLC: Regulatory assets under management: $433,000,000 in the October 2025 data and $446,000,000 in the October 2026 data, up 3%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does DRC Investment Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: insurance companies (4); other investment advisers (2).
Does DRC Investment Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332680
Does DRC Investment Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated July 8, 2026 says: "There is no specific minimum investment amount for separately managed accounts."
What changed in DRC Investment Advisors, LLC's recent Form ADV filings?
In the August 2026 filing data: Regulatory assets under management went from $391,000,000 to $446,000,000 (+14%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
There is no specific minimum investment amount for separately managed accounts.
As stated in the firm's Form ADV Part 2A brochure dated July 8, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$446,000,000 as of October 2026, filing dated July 8, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $446,000,000 | 4 | July 8, 2026 |
| October 2025 | $433,000,000 | 4 | March 13, 2025 |
Regulatory assets under management: $433,000,000 in the October 2025 data and $446,000,000 in the October 2026 data, up 3%.
Total employees: 4 in October 2025 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Regulatory assets under management went from $391,000,000 to $446,000,000 (+14%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. DRC Investment Advisors, LLC (CRD 332680): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/drc-investment-advisors-llc-santa-monica-ca-332680