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DHJJ Financial Advisors
Filed as DHJJ FINANCIAL ADVISORS · Legal name DHJJ Financial Advisors, Ltd.
DHJJ Financial Advisors is an SEC-registered investment advisory firm in Naperville, IL, registered since 1992, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 13, 2026.
Quick answers
From the filingHow is DHJJ Financial Advisors compensated?
On its Form ADV (Item 5.E, October 2026), DHJJ Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does DHJJ Financial Advisors charge?
Its Form ADV Part 2A brochure dated March 22, 2026 states: Hourly rate: $150 to $495 an hour (financial planning fees); Hourly rate: $200 to $400 an hour (Additional services to the Plan). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is DHJJ Financial Advisors located?
DHJJ Financial Advisors' principal office is in Naperville, IL, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is DHJJ Financial Advisors registered with the SEC or a state?
DHJJ Financial Advisors is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107034.
How much does DHJJ Financial Advisors manage?
DHJJ Financial Advisors reports $623,433,866 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (96% discretionary).
How have DHJJ Financial Advisors' assets and staff changed since 2021?
In the Form ADV data for DHJJ Financial Advisors: Regulatory assets under management: $396,049,592 in the October 2021 data and $623,433,866 in the October 2026 data, up 57%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does DHJJ Financial Advisors serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (216); individuals (other than high net worth individuals) (183); pension and profit sharing plans (but not the plan participants or government pension plans) (32).
Which custodians does DHJJ Financial Advisors use?
DHJJ Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does DHJJ Financial Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107034
What changed in DHJJ Financial Advisors' recent Form ADV filings?
In the August 2026 filing data: Registered or notice-filed in CA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Hourly rate: $150 to $495 an hour (financial planning fees)
The brochure's wording
Our financial planning fees are calculated and charged on an hourly basis, ranging from $150 to $495 per hour, depending on the complexity of the plan or the experience level of the advisor providing the advice.
Hourly rate: $200 to $400 an hour (Additional services to the Plan)
The brochure's wording
Additional services to the Plan, per the Retirement Plan Services Agreement (the “Agreement”), will be billed to the Plan Sponsor and not the Plan Participant at an hourly fee ranging between $200/hour and $400/hour, based on the parameters set forth in the Agreement.
As stated in the firm's Form ADV Part 2A brochure dated March 22, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$623,433,866 as of October 2026, filing dated July 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- DHJJ Financial Advisors, Ltd.
- Also doing business as
- DHJJ FINANCIAL ADVISORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1992 (33 years)
- Employees
- Total: 11. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
9 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $623,433,866 | 11 | July 13, 2026 |
| October 2025 | $543,508,327 | 10 | July 16, 2025 |
| October 2024 | $463,922,462 | 10 | February 22, 2024 |
| October 2023 | $402,216,159 | 12 | August 8, 2023 |
| October 2022 | $470,542,661 | 11 | July 20, 2022 |
| October 2021 | $396,049,592 | 10 | March 30, 2021 |
Regulatory assets under management: $396,049,592 in the October 2021 data and $623,433,866 in the October 2026 data, up 57%.
Total employees: 10 in October 2021 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Registered or notice-filed in CA.
- April 2026
- Regulatory assets under management went from $543,508,327 to $623,433,866 (+15%).
- December 2025
- Registered or notice-filed in AZ.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. DHJJ Financial Advisors (CRD 107034): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/dhjj-financial-advisors-naperville-il-107034