AdvisorCensus / Financial advisors / New York / New York / Crownstone Advisory & Investment Corp
Crownstone Advisory & Investment Corp
Filed as CROWNSTONE ADVISORY & INVESTMENT CORP
Crownstone Advisory & Investment Corp is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.
Quick answers
From the filingHow is Crownstone Advisory & Investment Corp compensated?
On its Form ADV (Item 5.E, October 2026), Crownstone Advisory & Investment Corp reports these compensation arrangements: a percentage of assets under its management.
What does Crownstone Advisory & Investment Corp's brochure say about its fees?
Its Form ADV Part 2A brochure dated April 14, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1.15% a year; Above $1,000,001: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Crownstone Advisory & Investment Corp located?
Crownstone Advisory & Investment Corp's principal office is in New York, NY, according to its Form ADV.
Is Crownstone Advisory & Investment Corp registered with the SEC or a state?
Crownstone Advisory & Investment Corp is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339959.
How much does Crownstone Advisory & Investment Corp manage?
Crownstone Advisory & Investment Corp reports $3,000,000,000 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (0% discretionary).
What types of clients does Crownstone Advisory & Investment Corp serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does Crownstone Advisory & Investment Corp report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339959
Does Crownstone Advisory & Investment Corp state an account minimum?
Its Form ADV Part 2A brochure dated April 14, 2026 says: "There is no account minimum for any of CAIC’s services."
What changed in Crownstone Advisory & Investment Corp's recent Form ADV filings?
In the October 2026 filing data: Regulatory assets under management went from $0 to $3,000,000,000. Registered or notice-filed in NY.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.25% |
| $500,001 to $1,000,000 | 1.15% |
| Above $1,000,001 | 1% |
The brochure's wording
Total Assets Under Management Annual Fees $0 - $500,000 1.25% $500,001 - $1,000,000 1.15% $1,000,001 – AND UP 1.00%
Account minimum: None
The brochure's wording
There is no account minimum for any of CAIC’s services.
As stated in the firm's Form ADV Part 2A brochure dated April 14, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$3,000,000,000 as of October 2026, filing dated September 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Regulatory assets under management went from $0 to $3,000,000,000.
- Registered or notice-filed in NY.
- June 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Crownstone Advisory & Investment Corp (CRD 339959): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/crownstone-advisory-and-investment-corp-new-york-ny-339959