AdvisorCensus / Financial advisors / New York / New York / Koehler Asset Management
Koehler Asset Management
Filed as KOEHLER ASSET MANAGEMENT · Legal name Koehler Asset Management, LLC
Koehler Asset Management is an SEC-registered investment advisory firm in Babylon, NY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.
Quick answers
From the filingHow is Koehler Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), Koehler Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.
Where is Koehler Asset Management located?
Koehler Asset Management's principal office is in Babylon, NY, according to its Form ADV.
Is Koehler Asset Management registered with the SEC or a state?
Koehler Asset Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340322.
How much does Koehler Asset Management manage?
Koehler Asset Management reports $110,995,000 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (100% discretionary).
What types of clients does Koehler Asset Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (191).
Which custodians does Koehler Asset Management use?
Koehler Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Koehler Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340322
Does Koehler Asset Management state an account minimum?
Its Form ADV Part 2A brochure dated July 28, 2026 says: "There is no account minimum for any of KAML’s services."
What changed in Koehler Asset Management's recent Form ADV filings?
In the October 2026 filing data: Employees performing advisory functions went from 2 to 4.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
There is no account minimum for any of KAML’s services.
As stated in the firm's Form ADV Part 2A brochure dated July 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$110,995,000 as of October 2026, filing dated September 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Koehler Asset Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Employees performing advisory functions went from 2 to 4.
- August 2026
- Regulatory assets under management went from $0 to $110,995,000.
- April 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Koehler Asset Management (CRD 340322): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/koehler-asset-management-babylon-ny-340322