AdvisorCensus / Financial advisors / New York / New York / Wealthie Advisors
Wealthie Advisors is an SEC-registered investment advisory firm in Brooklyn, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.
Quick answers
From the filingHow is Wealthie Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Wealthie Advisors reports these compensation arrangements: a percentage of assets under its management.
Where is Wealthie Advisors located?
Wealthie Advisors' principal office is in Brooklyn, NY, according to its Form ADV.
Is Wealthie Advisors registered with the SEC or a state?
Wealthie Advisors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340058.
How much does Wealthie Advisors manage?
Wealthie Advisors reports $27,322 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (100% discretionary).
What types of clients does Wealthie Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (104).
Which custodians does Wealthie Advisors use?
Wealthie Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RQD* Clearing, LLC as a custodian holding 10% or more of its separately managed account assets.
Does Wealthie Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340058
Does Wealthie Advisors state an account minimum?
Its Form ADV Part 2A brochure dated December 19, 2025 says: "Currently there is no investment minimum."
What changed in Wealthie Advisors' recent Form ADV filings?
In the July 2026 filing data: Regulatory assets under management went from $18,108 to $27,322 (+51%). Registered or notice-filed in AZ, CT, FL, ID, IL, KS, LA, MI, NC, NE, NH, NJ, NV, OH, OR, TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
Currently there is no investment minimum.
As stated in the firm's Form ADV Part 2A brochure dated December 19, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$27,322 as of October 2026, filing dated June 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Wealthie Advisors, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
18 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- July 2026
- Regulatory assets under management went from $18,108 to $27,322 (+51%).
- Registered or notice-filed in AZ, CT, FL, ID, IL, KS, LA, MI, NC, NE, NH, NJ, NV, OH, OR, TX.
- February 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Wealthie Advisors (CRD 340058): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/wealthie-advisors-brooklyn-ny-340058