AdvisorCensus / Financial advisors / Illinois / Chicago / Capital Resource Management,inc.
Capital Resource Management,inc. is an SEC-registered investment advisory firm in Deerfield, IL, registered since 1991, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is Capital Resource Management,inc. compensated?
On its Form ADV (Item 5.E, October 2026), Capital Resource Management,inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Capital Resource Management,inc. located?
Capital Resource Management,inc.'s principal office is in Deerfield, IL, according to its Form ADV.
Is Capital Resource Management,inc. registered with the SEC or a state?
Capital Resource Management,inc. is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 106768.
How much does Capital Resource Management,inc. manage?
Capital Resource Management,inc. reports $593,183,813 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (0% discretionary).
How have Capital Resource Management,inc.'s assets and staff changed since 2021?
In the Form ADV data for Capital Resource Management,inc.: Regulatory assets under management: $496,828,114 in the October 2021 data and $593,183,813 in the October 2026 data, up 19%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Capital Resource Management,inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (28); individuals (other than high net worth individuals) (10); charitable organizations (3).
Which custodians does Capital Resource Management,inc. use?
Capital Resource Management,inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists US Bank as a custodian holding 10% or more of its separately managed account assets.
Does Capital Resource Management,inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106768
What changed in Capital Resource Management,inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $537,406,698 to $593,183,813 (+10%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Minimum annual fee: $24,000
The brochure's wording
In the event that the amount of CRM’s standard fees do not exceed $24,000 per year, CRM’s annual fee will be the greater of $24,000 or the amount agreed to by the client.
The amount of the fee is negotiable, subject to CRM's minimum fee of $24,000 per year. The flat fee is billed quarterly, in arrears.
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$593,183,813 as of October 2026, filing dated March 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1991 (35 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $593,183,813 | 4 | March 24, 2026 |
| October 2025 | $537,406,698 | 4 | March 4, 2025 |
| October 2024 | $532,945,587 | 4 | July 18, 2024 |
| October 2023 | $491,976,602 | 4 | March 13, 2023 |
| October 2022 | $540,552,070 | 4 | March 11, 2022 |
| October 2021 | $496,828,114 | 5 | March 12, 2021 |
Regulatory assets under management: $496,828,114 in the October 2021 data and $593,183,813 in the October 2026 data, up 19%.
Total employees: 5 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $537,406,698 to $593,183,813 (+10%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capital Resource Management,inc. (CRD 106768): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capital-resource-management-inc-deerfield-il-106768