AdvisorCensus / Financial advisors / Florida / Miami / Balanz
Balanz is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.
Quick answers
From the filingHow is Balanz compensated?
On its Form ADV (Item 5.E, October 2026), Balanz reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
How much does Balanz charge?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Balanz located?
Balanz's principal office is in Coral Gables, FL, according to its Form ADV.
Is Balanz registered with the SEC or a state?
Balanz is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322263.
How much does Balanz manage?
Balanz reports $152,608,123 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (19% discretionary).
How have Balanz's assets and staff changed since 2023?
In the Form ADV data for Balanz: Regulatory assets under management: $139,942,926 in the October 2023 data and $152,608,123 in the October 2026 data, up 9%. Total employees: 5 in October 2023 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Balanz serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (32); individuals (other than high net worth individuals) (31); corporations or other businesses not listed above (2).
Which custodians does Balanz use?
Balanz's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Stonex Financial Inc. as custodians holding 10% or more of its separately managed account assets.
Does Balanz report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322263
What changed in Balanz's recent Form ADV filings?
In the May 2026 filing data: Registered or notice-filed in MA, TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% of assets a year
The brochure's wording
All advisory accounts are subject to an annual advisory fee of 1.00% on Assets Under Management.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$152,608,123 as of October 2026, filing dated April 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Balanz Advisors LLC
- Also doing business as
- BALANZ, BALANZ USA
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (3 years)
- Employees
- Total: 11. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $152,608,123 | 11 | April 2, 2026 |
| October 2025 | $165,284,564 | 5 | March 19, 2025 |
| October 2024 | $265,936,792 | 9 | March 13, 2024 |
| October 2023 | $139,942,926 | 5 | October 3, 2023 |
Regulatory assets under management: $139,942,926 in the October 2023 data and $152,608,123 in the October 2026 data, up 9%.
Total employees: 5 in October 2023 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Registered or notice-filed in MA, TX.
- April 2026
- Added the business name Balanz USA.
- Employees performing advisory functions went from 2 to 4.
- February 2026
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Balanz (CRD 322263): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/balanz-coral-gables-fl-322263