AdvisorCensus / Financial advisors / Florida / Miami / Octogone NA
Octogone NA is an SEC-registered investment advisory firm in Miami, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.
Quick answers
From the filingHow is Octogone NA compensated?
On its Form ADV (Item 5.E, October 2026), Octogone NA reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
How much does Octogone NA charge?
Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $24,999,999: 1% a year; Above $25,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Octogone NA located?
Octogone NA's principal office is in Miami, FL, according to its Form ADV.
Is Octogone NA registered with the SEC or a state?
Octogone NA is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322478.
How much does Octogone NA manage?
Octogone NA reports $469,675,904 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (51% discretionary).
How have Octogone NA's assets and staff changed since 2022?
In the Form ADV data for Octogone NA: Regulatory assets under management: $361,147,329 in the October 2022 data and $469,675,904 in the October 2026 data, up 30%. Total employees: 13 in October 2022 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Octogone NA serve?
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (55); individuals (other than high net worth individuals) (21); high net worth individuals (15).
Which custodians does Octogone NA use?
Octogone NA's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Banque Pictet & CIE SA, J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC as custodians holding 10% or more of its separately managed account assets.
Does Octogone NA report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322478
What changed in Octogone NA's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $24,999,999 | 1% |
| Above $25,000,000 | 0.75% |
The brochure's wording
Octogone’s overall advisory services and fee structure is outlined in the following chart: Total Assets Under Management Annual Fee $0 – $24,999,999 1.00% Over $25,000,000 0.75%
As stated in the firm's Form ADV Part 2A brochure dated March 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$469,675,904 as of October 2026, filing dated September 11, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Octogone NA, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $469,675,904 | 6 | September 11, 2026 |
| October 2025 | $371,417,336 | 6 | May 12, 2025 |
| October 2024 | $378,571,749 | 9 | August 14, 2024 |
| October 2023 | $288,637,034 | 11 | September 26, 2023 |
| October 2022 | $361,147,329 | 13 | September 14, 2022 |
Regulatory assets under management: $361,147,329 in the October 2022 data and $469,675,904 in the October 2026 data, up 30%.
Total employees: 13 in October 2022 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in TX.
- March 2026
- Updated its list of owners and control persons (Schedule A).
- January 2026
- Regulatory assets under management went from $371,417,336 to $497,756,583 (+34%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Octogone NA (CRD 322478): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/octogone-na-miami-fl-322478