AdvisorCensus / Financial advisors / Texas / Austin / Austin Asset
Austin Asset is an SEC-registered investment advisory firm in Austin, TX, registered since 1988, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 27, 2026.
Quick answers
From the filingHow is Austin Asset compensated?
On its Form ADV (Item 5.E, October 2026), Austin Asset reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Austin Asset's brochure say about its fees?
Its Form ADV Part 2A brochure dated February 27, 2026 states: Up to $7,500,000: 0.65% a year; $7,500,001 to $15,000,000: 0.4% a year; $15,000,001 to $25,000,000: 0.3% a year; Above $25,000,001: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Austin Asset located?
Austin Asset's principal office is in Austin, TX, according to its Form ADV; the October 2025 filing also lists 1 other office (Schedule D, Section 1.F).
Is Austin Asset registered with the SEC or a state?
Austin Asset is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 105441.
How much does Austin Asset manage?
Austin Asset reports $1,871,758,998 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).
How have Austin Asset's assets and staff changed since 2021?
In the Form ADV data for Austin Asset: Regulatory assets under management: $1,176,798,438 in the October 2021 data and $1,871,758,998 in the October 2026 data, up 59%. Total employees: 19 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Austin Asset serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (355); individuals (other than high net worth individuals) (92); charitable organizations (11).
Which custodians does Austin Asset use?
Austin Asset's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Austin Asset report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105441
What changed in Austin Asset's recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 14 to 13. Regulatory assets under management went from $1,666,286,145 to $1,871,758,998 (+12%). No longer lists an office in Georgetown, TX. Registered or notice-filed in FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $7,500,000 | 0.65% |
| $7,500,001 to $15,000,000 | 0.4% |
| $15,000,001 to $25,000,000 | 0.3% |
| Above $25,000,001 | 0.25% |
The brochure's wording
The Fee shall be calculated as follows: $5,000 as flat fee; plus: 0.65% of the amount up to $7,500,000 AUM 0.40% of the amount from $7,500,001 to $15,000,000 AUM 0.30% of the amount from $15,000,001 to $25,000,000 AUM 0.25% of the amount over $25,000,000 AUM
Minimum annual fee: $5,000
The brochure's wording
The minimum annual fee is $5,000. From time to time, external discretionary asset values are temporarily unavailable. In such circumstances, Austin Asset attempts to retrieve the value as of the last day of the quarter.
As stated in the firm's Form ADV Part 2A brochure dated February 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,871,758,998 as of October 2026, filing dated February 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Austin Asset Management Co
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1988 (38 years)
- Employees
- Total: 21. Performing investment advisory functions: 13.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2025 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,871,758,998 | 21 | February 27, 2026 |
| October 2025 | $1,666,286,145 | 24 | March 13, 2025 |
| October 2024 | $1,539,329,345 | 23 | April 26, 2024 |
| October 2023 | $1,265,576,615 | 22 | March 30, 2023 |
| October 2022 | $1,366,006,925 | 22 | May 26, 2022 |
| October 2021 | $1,176,798,438 | 19 | September 20, 2021 |
Regulatory assets under management: $1,176,798,438 in the October 2021 data and $1,871,758,998 in the October 2026 data, up 59%.
Total employees: 19 in October 2021 and 21 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 14 to 13.
- Regulatory assets under management went from $1,666,286,145 to $1,871,758,998 (+12%).
- No longer lists an office in Georgetown, TX.
- Registered or notice-filed in FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Austin Asset (CRD 105441): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/austin-asset-austin-tx-105441