AdvisorCensus / Financial advisors / Texas / Austin / Empiric Advisors, Inc.
Empiric Advisors, Inc. is an SEC-registered investment advisory firm in Austin, TX, registered since 1987, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.
Quick answers
From the filingHow is Empiric Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Empiric Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Empiric Advisors, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated February 25, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Empiric Advisors, Inc. located?
Empiric Advisors, Inc.'s principal office is in Austin, TX, according to its Form ADV.
Is Empiric Advisors, Inc. registered with the SEC or a state?
Empiric Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 108425.
How much does Empiric Advisors, Inc. manage?
Empiric Advisors, Inc. reports $64,662,525 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (99% discretionary).
How have Empiric Advisors, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Empiric Advisors, Inc.: Regulatory assets under management: $68,355,855 in the October 2021 data and $64,662,525 in the October 2026 data, down 5%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Empiric Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (15); investment companies (1).
Which custodians does Empiric Advisors, Inc. use?
Empiric Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and U.S. Bancorp Investments, Inc. as custodians holding 10% or more of its separately managed account assets.
Does Empiric Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108425
What changed in Empiric Advisors, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 3 to 2.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% of assets a year
The brochure's wording
Empiric Advisors fee for Portfolio Management Services is 1% of assets under management.
As stated in the firm's Form ADV Part 2A brochure dated February 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$64,662,525 as of October 2026, filing dated September 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1987 (38 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $64,662,525 | 3 | September 9, 2026 |
| October 2025 | $63,616,672 | 3 | March 5, 2025 |
| October 2024 | $61,119,959 | 3 | March 5, 2024 |
| October 2023 | $60,630,780 | 3 | March 1, 2023 |
| October 2022 | $74,420,956 | 3 | March 15, 2022 |
| October 2021 | $68,355,855 | 3 | March 26, 2021 |
Regulatory assets under management: $68,355,855 in the October 2021 data and $64,662,525 in the October 2026 data, down 5%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 3 to 2.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Empiric Advisors, Inc. (CRD 108425): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/empiric-advisors-inc-austin-tx-108425