AdvisorCensus / Financial advisors / Pennsylvania / Lancaster / Atwater Malick
Atwater Malick is an SEC-registered investment advisory firm in Lancaster, PA, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 8, 2026.
Quick answers
From the filingHow is Atwater Malick compensated?
On its Form ADV (Item 5.E, October 2026), Atwater Malick reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Atwater Malick located?
Atwater Malick's principal office is in Lancaster, PA, according to its Form ADV.
Is Atwater Malick registered with the SEC or a state?
Atwater Malick is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 147972.
How much does Atwater Malick manage?
Atwater Malick reports $687,373,252 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (100% discretionary).
How have Atwater Malick's assets and staff changed since 2021?
In the Form ADV data for Atwater Malick: Regulatory assets under management: $311,021,341 in the October 2021 data and $687,373,252 in the October 2026 data, up 121%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Atwater Malick serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (163); individuals (other than high net worth individuals) (122); pension and profit sharing plans (but not the plan participants or government pension plans) (10).
Which custodians does Atwater Malick use?
Atwater Malick's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Empower Trust Company, LLC and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Atwater Malick report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147972
Does Atwater Malick state an account minimum?
Its Form ADV Part 2A brochure dated January 6, 2026 says: "The Account minimum, $1,000,000, can be waived by the investment adviser, based on the needs of the Client and the complexity of the situation."
What changed in Atwater Malick's recent Form ADV filings?
In the May 2026 filing data: Registered or notice-filed in NH.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Account minimum, $1,000,000, can be waived by the investment adviser, based on the needs of the Client and the complexity of the situation.
As stated in the firm's Form ADV Part 2A brochure dated January 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$687,373,252 as of October 2026, filing dated April 8, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Atwater Malick, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 6. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $687,373,252 | 6 | April 8, 2026 |
| October 2025 | $586,640,333 | 5 | February 13, 2025 |
| October 2024 | $481,551,004 | 5 | January 11, 2024 |
| October 2023 | $392,172,111 | 4 | January 11, 2023 |
| October 2022 | $405,379,058 | 4 | January 4, 2022 |
| October 2021 | $311,021,341 | 4 | January 17, 2021 |
Regulatory assets under management: $311,021,341 in the October 2021 data and $687,373,252 in the October 2026 data, up 121%.
Total employees: 4 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Registered or notice-filed in NH.
- February 2026
- Regulatory assets under management went from $586,640,333 to $687,373,252 (+17%).
- December 2025
- Registered or notice-filed in NC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Atwater Malick (CRD 147972): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/atwater-malick-lancaster-pa-147972