AdvisorCensus / Financial advisors / Ohio / Akron / Alpha Asset Management
Alpha Asset Management
Filed as ALPHA ASSET MANAGEMENT · Legal name JCT Investment Counsel, Inc.
Alpha Asset Management is an SEC-registered investment advisory firm in Akron, OH, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.
Quick answers
From the filingHow is Alpha Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), Alpha Asset Management reports these compensation arrangements: a percentage of assets under its management.
Where is Alpha Asset Management located?
Alpha Asset Management's principal office is in Akron, OH, according to its Form ADV.
Is Alpha Asset Management registered with the SEC or a state?
Alpha Asset Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 112571.
How much does Alpha Asset Management manage?
Alpha Asset Management reports $129,130,191 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (100% discretionary).
How have Alpha Asset Management's assets and staff changed since 2025?
In the Form ADV data for Alpha Asset Management: Regulatory assets under management: $128,672,138 in the October 2025 data and $129,130,191 in the October 2026 data, unchanged. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Alpha Asset Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (38).
Which custodians does Alpha Asset Management use?
Alpha Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Alpha Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112571
Does Alpha Asset Management state an account minimum?
Its Form ADV Part 2A brochure dated February 12, 2026 says: "Generally, we require that you maintain $250,000 under management with us. However, we may waive that minimum at our sole discretion."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Generally, we require that you maintain $250,000 under management with us. However, we may waive that minimum at our sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated February 12, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$129,130,191 as of October 2026, filing dated February 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- JCT Investment Counsel, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $129,130,191 | 1 | February 12, 2026 |
| October 2025 | $128,672,138 | 1 | March 17, 2025 |
Regulatory assets under management: $128,672,138 in the October 2025 data and $129,130,191 in the October 2026 data, unchanged.
Total employees: 1 in October 2025 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Alpha Asset Management (CRD 112571): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/alpha-asset-management-akron-oh-112571