AdvisorCensus / Financial advisors / California / San Francisco / AK Global Asset Management, LLC
AK Global Asset Management, LLC is an SEC-registered investment advisory firm in Oakland, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.
Quick answers
From the filingHow is AK Global Asset Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), AK Global Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is AK Global Asset Management, LLC located?
AK Global Asset Management, LLC's principal office is in Oakland, CA, according to its Form ADV.
Is AK Global Asset Management, LLC registered with the SEC or a state?
AK Global Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 137530.
How much does AK Global Asset Management, LLC manage?
AK Global Asset Management, LLC reports $117,775,139 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).
What types of clients does AK Global Asset Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (28).
Which custodians does AK Global Asset Management, LLC use?
AK Global Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does AK Global Asset Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137530
Does AK Global Asset Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 18, 2026 says: "In general, we require a minimum of $ 250,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
What changed in AK Global Asset Management, LLC's recent Form ADV filings?
In the December 2025 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
In general, we require a minimum of $ 250,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated February 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$117,775,139 as of October 2026, filing dated February 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. AK Global Asset Management, LLC (CRD 137530): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ak-global-asset-management-llc-oakland-ca-137530