AdvisorCensus / Financial advisors / Florida / Miami / Advisory Investor Services LLC
Advisory Investor Services LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.
Quick answers
From the filingHow is Advisory Investor Services LLC compensated?
On its Form ADV (Item 5.E, October 2026), Advisory Investor Services LLC reports these compensation arrangements: a percentage of assets under its management; other.
Where is Advisory Investor Services LLC located?
Advisory Investor Services LLC's principal office is in Miami, FL, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Advisory Investor Services LLC registered with the SEC or a state?
Advisory Investor Services LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 173134.
How much does Advisory Investor Services LLC manage?
Advisory Investor Services LLC reports $209,858,162 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (73% discretionary).
How have Advisory Investor Services LLC's assets and staff changed since 2022?
In the Form ADV data for Advisory Investor Services LLC: Regulatory assets under management: $203,098,147 in the October 2022 data and $209,858,162 in the October 2026 data, up 3%. Total employees: 14 in October 2022 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Advisory Investor Services LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (87); other (58); high net worth individuals (44).
Which custodians does Advisory Investor Services LLC use?
Advisory Investor Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.
Does Advisory Investor Services LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173134
Does Advisory Investor Services LLC state an account minimum?
Its Form ADV Part 2A brochure dated July 6, 2026 says: "The minimum dollar value for establish ing an Account is generally $ 1,000,000. Initial investments of a lesser amount may be accepted at Adviser’s discretion."
What changed in Advisory Investor Services LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $181,222,912 to $209,858,162 (+16%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum dollar value for establish ing an Account is generally $ 1,000,000. Initial investments of a lesser amount may be accepted at Adviser’s discretion.
As stated in the firm's Form ADV Part 2A brochure dated July 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$209,858,162 as of October 2026, filing dated July 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (4 years)
- Employees
- Total: 12. Performing investment advisory functions: 6.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $209,858,162 | 12 | July 6, 2026 |
| October 2025 | $181,222,912 | 11 | April 17, 2025 |
| October 2024 | $194,690,849 | 15 | February 16, 2024 |
| October 2023 | $166,288,353 | 14 | May 31, 2023 |
| October 2022 | $203,098,147 | 14 | August 2, 2022 |
Regulatory assets under management: $203,098,147 in the October 2022 data and $209,858,162 in the October 2026 data, up 3%.
Total employees: 14 in October 2022 and 12 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $181,222,912 to $209,858,162 (+16%).
- January 2026
- No longer registered or notice-filed in NJ.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Advisory Investor Services LLC (CRD 173134): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/advisory-investor-services-llc-miami-fl-173134